What are the Conditions for a Set of Functions to be Functionally Independent?

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    Functional Independence
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Discussion Overview

The discussion revolves around the conditions for a set of functions to be considered functionally independent, particularly in the context of real functions of multiple variables. Participants explore definitions, examples, and the implications of different types of functionals and dependencies.

Discussion Character

  • Debate/contested
  • Technical explanation
  • Conceptual clarification

Main Points Raised

  • One participant defines functional independence in terms of a function φ that maps a set of functions to zero, suggesting that if φ(f1, ..., fm) = 0 implies φ = 0, then the functions are independent.
  • Another participant questions the existence of a necessary and sufficient condition for functional independence, particularly regarding the relationship between the number of functions (m) and variables (n).
  • Concerns are raised about the definition of a functional, with a participant suggesting that φ may not be a linear functional in the traditional sense and questioning the use of infinite sums.
  • An example is provided where two functions are shown to be functionally independent under certain definitions of φ, but dependent under others, illustrating the complexity of the concept.
  • A participant argues that the initial definition may be too strict, proposing that if functions are not surjective onto R^m, they could be considered dependent, and suggests a need for more flexible criteria.
  • Another participant proposes that the functions should define an open map and suggests that injectivity of the induced substitution map could be a reasonable criterion for independence.
  • There is a suggestion that restricting the functions to polynomials may lead to clearer criteria for independence, such as having injective derivatives at some point.

Areas of Agreement / Disagreement

Participants express differing views on the definition and criteria for functional independence, with no consensus reached on a necessary and sufficient condition. Multiple competing perspectives on the topic remain unresolved.

Contextual Notes

Participants highlight limitations regarding the definitions of functionals, the types of functions considered (e.g., polynomials vs. transcendental functions), and the implications of surjectivity and injectivity in the context of functional independence.

kleinwolf
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Given a set of m real functions of n variables, what is a necessary and sufficient condition for the functions to be functionally independent ?

A set a functions [tex]f_i(x_1,...x_n)\quad i=1,...m[/tex] are functionally independent, if the only function [tex]\phi(u_1,...u_m)[/tex] such that [tex]\phi(f_1,...f_m)=0[/tex] is [tex]\phi=0[/tex].

For example if [tex]f(x,y,z)=x^3+y^2+z\quad g(x,y,z)=z^2+y\quad h(x,y,z)=z^4-x^3-2z^2y-z[/tex]

Then clearly f,g,h are lin. indep...

But they are functionally dependent, in the sense that [tex]h(x,y,z)=g(x,y,z)^2-f(x,y,z)[/tex].

One of my problem is that [tex]\phi[/tex] is acting on functions f_i into R (functional), on f_i into functions of (x_1,...x_n) (operator), or on R^m f_i(x1...xn) ?

Because if [tex]\phi[/tex] is a functional, then it suffices for example that a function is some Fourier transform, derivative or iteration of the other functions, instead of just operations on real numbers...
 
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I am not sure that there will be a necessary and sufficient condition on the functions (other than such a phi exists), at least not in terms of the m and n.

I'm a little confused as to what you mean by functional - phi isn't a 'linear' functional, which is something defined on Banach spaces. Should I just take it to mean a function of a set of functions? Are we allowed to use infinite sums - ie is this an algebraic or analytic dependence?

Obviously if the f_i are polynomials of the x_j then we can get some idea then from the degrees of the polys. If we allow functions such as sin and cos then we are into all manner of difficulties.
 
Well I'll take an example : [tex]f(x,y)=x^2+y^2, g(x,y)=x^4+(2x^2+1)y^2+y^4[/tex]

Then clearly, if [tex]\phi(x,y)[/tex] is a function R^2->R, then [tex]\phi(f(x,y),g(x,y))=0\Rightarrow\phi=0[/tex]...Hence f,g are functionally independent.

However, if [tex]\phi[/tex] is a functional : [tex](C(R^2,R),C(R^2,R))->R[/tex] then I can define [tex]\phi(f,g)(x,y)=(f\circ p\circ f-g)(x,y)[/tex].

with [tex]p: R->R^2, p(x)=(x,\cdot)[/tex] something a bit weird I should look...

Then f,g are functionally dependent, because

[tex](f\circ p\circ f)(x,y)=f(f(x,y),y)=f(x^2+y^2,y)=(x^2+y^2)^2+y^2=x^4+(2x^2+1)y^2+y^4=g(x,y)[/tex]
 
your definition is probably too strict. for example if your functions f1,.,,,fm are not surjective onto R^m, then it is easy to find a non zero function that maps their image to zero, hence almost any functions are dependent in your definition.

you might want something more like assuming your functions define an open map. your examples suggest you just do not want them to map entirely into any algebraic hypersurface.

so you might ask that the induced substitution map from polynomials g(X1,...,Xm) of m variables, to functions with the same domain as the f's. taking (f1,...,fm) to g(f1,..,fm), is injective, i.e. sends only g=0 to 0.


i.e. you need to restrict the class of functions you substitute into to get a reasonable notion.

then once you do this, if you also restrict the f's to be say polynomials as well, then I would say the answer is they are (algebraically) independent if and only if they define independent transcendentals over R.

Myself I would ask for simpler sufficient criteria suitable to the job at hand, like maybe they have injective derivative somewhere.
 
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