Ballentine on Diffraction Scattering

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Discussion Overview

The discussion revolves around the analysis of particle scattering off a periodic array, specifically focusing on concepts presented in Chapter 5.4b of Ballentine. Participants explore the implications of Bloch's Theorem and the conditions under which eigenstates can be represented in a specific form, as well as the boundary conditions affecting these states.

Discussion Character

  • Technical explanation
  • Debate/contested
  • Mathematical reasoning

Main Points Raised

  • One participant expresses confusion over why Ballentine asserts that the form of the solution (5.27) must be of the same type as (5.26), questioning the sufficiency of a single eigenstate to account for all terms in (5.27).
  • Another participant suggests that the matching of the wave-function to the lattice's xy plane is a key aspect of the discussion.
  • A further query is raised regarding how it is established that the solution belongs to the Bloch basis rather than merely being part of the eigenspace, implying a need for clarification on the relationship between these concepts.
  • One response indicates that the solution must satisfy the boundary condition imposed by the incident wave, which may influence the form of the eigenstate.
  • Another participant notes that the energy constraints of the system limit the eigenstates to a subset resembling Bloch waves with specific in-plane momentum.

Areas of Agreement / Disagreement

Participants express differing views on the sufficiency of a single eigenstate to represent the solution and the implications of boundary conditions. The discussion remains unresolved with multiple competing perspectives on the relationship between the eigenstates and the Bloch basis.

Contextual Notes

There are limitations regarding the assumptions made about the eigenstates and their representation in the context of the problem, as well as the dependence on boundary conditions and the specific energy constraints of the system.

EE18
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In Chapter 5.4b of Ballentine, a discussion ensues about the analysis of a particle scattering off of a (Bravais lattice) periodic array. I attach pictures here of the full discussion in case anyone wants/needs to refer to it, but I am particularly baffled by the discussion on page 135. In particular, my understanding is as follows:

(1) As a general goal, we are looking for an eigenstate (i.e. solution to (5.24) -- what Ballentine often refers to as a "physical solution") which respects the boundary condition that it is incident from some source which we capture vaguely based on the ultimate ##e^{i\textbf{k} \cdot \textbf{x}}## in (5.27) which is to be discussed.

(2) We employ Bloch's Theorem which tells us that it is possible to pick an eigenbasis of the Hamiltonian (i.e. of (5.24)) in which every solution is of the form (5.26). That it is possible is important -- it does not, in particular, follow that every eigenstate obeying (5.24) is of the form (5.26).

(3) My issue is with why Ballentine says, at the bottom of 135, that (5.27) must be of the form (5.26). Why!? I'm satisfied with the paragraph above (5.27) where we argue that we need only one eigenstate of the form (5.26) to account for the first term in (5.27), but why should we in general say that that one eigenstate (for the given ##\textbf{q}=\textbf{k}_{xy}## is then sufficient to account for all the other terms in (5.27)? That doesn't seem to have been established at all, and I could imagine that there would be other ##\textbf{q}## in the eigenspace of ##H## corresponding to the given value of ##E## so that, from my comments in (2), we in general have to bring in other eigenstates of the form (5.26) to write (5.27)? Ballentine must be using some other information to exclude this possibility.

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EE18 said:
My issue is with why Ballentine says, at the bottom of 135, that (5.27) must be of the form (5.26). Why!? I'm satisfied with the paragraph above (5.27) where we argue that we need only one eigenstate of the form (5.26) to account for the first term in (5.27), but why should we in general say that that one eigenstate (for the given is then sufficient to account for all the other terms in (5.27)?
He's matching a general form of the full three dimensional wave-function to the form established for its restriction to the xy plane containing the lattice.
 
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LittleSchwinger said:
He's matching a general form of the full three dimensional wave-function to the form established for its restriction to the xy plane containing the lattice.
But how has he established that the particular solution for this problem is an element of the Bloch basis and not just a member of that eigenspace (and so a sum of elements of the Bloch basis in that eigenspace)?
 
Because this solution must meet the boundary condition imposed by the incident wave.
 
and to be an eigenstate the energy of the system is constrained asymptotically. This restricts the eigenstates to a subset that looks like Bloch waves with a particular in-plane momentum
 

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