How Do I Prove the Cantor-Bernstein Theorem?

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SUMMARY

The forum discussion focuses on proving the Cantor-Bernstein Theorem, which states that if there are one-to-one functions \( f: X \rightarrow Y \) and \( g: Y \rightarrow X \), then there exists a one-to-one and onto function \( h: X \rightarrow Y \), establishing that \( X \sim Y \). The discussion outlines the steps to construct the proof, including defining the ranges of \( f \) and \( g \), analyzing chains formed by these functions, and demonstrating that chains are either identical or completely disjoint. The final part emphasizes the structure of chains in set \( B \) and their relation to elements not in \( f(X) \).

PREREQUISITES
  • Understanding of one-to-one functions and their properties
  • Familiarity with set theory concepts, particularly chains and unions
  • Knowledge of the Cantor-Bernstein Theorem
  • Basic real analysis skills, including function inverses
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  • Study the proof of the Cantor-Bernstein Theorem in detail
  • Explore the concept of ordinal numbers and their relevance in set theory
  • Learn about the properties of bijections and their applications
  • Investigate the implications of the Cantor-Bernstein Theorem in different areas of mathematics
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Students of real analysis, mathematicians interested in set theory, and anyone looking to deepen their understanding of the Cantor-Bernstein Theorem and its proof techniques.

Usagi
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I am self studying real analysis and I am doing an exercise which is proving the Cantor-Bernstein Theorem.

**Question:**

Assume there exists a 1-1 function $f:X \rightarrow Y$ and another 1-1 function $g:Y \rightarrow X$. Follow the steps to show that there exists a 1-1, onto function $h:X \rightarrow Y$ and hence $X \sim Y$.

*a)* The range of $f$ is defined by $f(X) = \{y \in Y : y = f(x) \ \text{for some} \ x \in X\}$. Let $y \in f(X)$. Explain why there exists a unique $x \in X$ such that $f(x) = y$. Now define $f^{-1}(y) = x$, and show that $f^{-1}$ is a 1-1 function from $f(X)$ onto $X$. In a similar way, we can also define the 1-1, onto function $g^{-1}: g(Y) \rightarrow Y$.

*b)* Let $x \in X$ be arbitrary. Let the chain $C_x$ be the set consisting of all elements of the form:
$$\cdots, f^{-1}(g^{-1}(x)), g^{-1}(x), x, f(x), g(f(x)), f(g(f(x))), \cdots $$

Explain why the number of elements to the left of $x$ in the above chain may be zero, finite, or infinite.

*c)* Show that any two chains are either identical or completely disjoint.

*d)* Note that the terms in the chain above alternate between elements of $X$ and elements of $Y$, i.e.,
$$\cdots, \underbrace{f^{-1}(g^{-1}(x))}_{\in X}, \underbrace{g^{-1}(x)}_{\in Y}, \underbrace{x}_{\in X}, \underbrace{f(x)}_{\in Y}, \underbrace{g(f(x))}_{\in X}, \underbrace{f(g(f(x)))}_{\in Y}, \cdots \ \ \ \ \ \ \ \ \ \ (1)$$

Given a chain $C_x$, focus on $C_x \cap Y$, which is just the part of the chain that belongs to $Y$. Define the set $A$ to be the union of all chains $C_x$ satisfying $C_x \cap Y \subseteq f(X)$. Let $B$ be the set of the union of the remaining chains not in $A$. Show that any chain contained in $B$ must be of the form:

$$y, g(y), f(g(y)), g(f(g(y))), \cdots $$

where $y$ is an element of $Y$ that is not in $f(X)$.----------

**Queries:**

OK, I can do parts *a)* to *c)*, it is part *d)* which is confusing me right now. Here is my attempt so far.

Let $C_{x_0}$ be a chain in $B$, then clearly $C_{x_0} \cap Y \not \subseteq f(X)$, which means there must exist some $y \in Y$ with $y \in C_{x_0}$ such that $y \not \in f(X)$. Referring to expression $(1)$, clearly elements like $f(x_0)$, $f(g(f(x_0)))$, $\cdots$ must be an element of $f(X)$ by definition. So it must be a term of the form like $g^{-1}(x_0)$ which is not an element of $f(X)$. ----------

Now I am not exactly sure how to complete the remainder of the question, that is, the chains in $B$ must be of the form given in the question.
 
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Usagi said:
I am self studying real analysis and I am doing an exercise which is proving the Cantor-Bernstein Theorem.

**Question:**

Assume there exists a 1-1 function $f:X \rightarrow Y$ and another 1-1 function $g:Y \rightarrow X$. Follow the steps to show that there exists a 1-1, onto function $h:X \rightarrow Y$ and hence $X \sim Y$.

*a)* The range of $f$ is defined by $f(X) = \{y \in Y : y = f(x) \ \text{for some} \ x \in X\}$. Let $y \in f(X)$. Explain why there exists a unique $x \in X$ such that $f(x) = y$. Now define $f^{-1}(y) = x$, and show that $f^{-1}$ is a 1-1 function from $f(X)$ onto $X$. In a similar way, we can also define the 1-1, onto function $g^{-1}: g(Y) \rightarrow Y$.

*b)* Let $x \in X$ be arbitrary. Let the chain $C_x$ be the set consisting of all elements of the form:
$$\cdots, f^{-1}(g^{-1}(x)), g^{-1}(x), x, f(x), g(f(x)), f(g(f(x))), \cdots $$

Explain why the number of elements to the left of $x$ in the above chain may be zero, finite, or infinite.

*c)* Show that any two chains are either identical or completely disjoint.

*d)* Note that the terms in the chain above alternate between elements of $X$ and elements of $Y$, i.e.,
$$\cdots, \underbrace{f^{-1}(g^{-1}(x))}_{\in X}, \underbrace{g^{-1}(x)}_{\in Y}, \underbrace{x}_{\in X}, \underbrace{f(x)}_{\in Y}, \underbrace{g(f(x))}_{\in X}, \underbrace{f(g(f(x)))}_{\in Y}, \cdots \ \ \ \ \ \ \ \ \ \ (1)$$

Given a chain $C_x$, focus on $C_x \cap Y$, which is just the part of the chain that belongs to $Y$. Define the set $A$ to be the union of all chains $C_x$ satisfying $C_x \cap Y \subseteq f(X)$. Let $B$ be the set of the union of the remaining chains not in $A$. Show that any chain contained in $B$ must be of the form:

$$y, g(y), f(g(y)), g(f(g(y))), \cdots $$

where $y$ is an element of $Y$ that is not in $f(X)$.----------

**Queries:**

OK, I can do parts *a)* to *c)*, it is part *d)* which is confusing me right now. Here is my attempt so far.

Let $C_{x_0}$ be a chain in $B$, then clearly $C_{x_0} \cap Y \not \subseteq f(X)$, which means there must exist some $y \in Y$ with $y \in C_{x_0}$ such that $y \not \in f(X)$. Referring to expression $(1)$, clearly elements like $f(x_0)$, $f(g(f(x_0)))$, $\cdots$ must be an element of $f(X)$ by definition. So it must be a term of the form like $g^{-1}(x_0)$ which is not an element of $f(X)$. ----------

Now I am not exactly sure how to complete the remainder of the question, that is, the chains in $B$ must be of the form given in the question.

Define, for each $y\in Y$, a cahin $D_y$ as
$$\ldots,g^{-1}(f^{-1}(y)),f^{-1}(y),y,g(y),f(g(y)),\ldots$$

Note that, then $C_x=D_{f(x)}$.

Similarly $D_y=C_{g(y)}$ ---(1)

Now to tackle the question at hand.

Say, for simplicity $g^{-1}(x_0)$ is an element in $Y$ which is not in $f(X)$.

Then from $(1)$ we know that $D_{g^{-1}(x_0)}=C_{x_0}$.

Write $y=g^{-1}(x_0)$.
So we see that $D_y=C_{x_0}$.
This is precisely what we needed.

Using an induction argument you can prove the above in the general case.
 
You may find that the diagram and explanation given here helps you to visualise the structure of the proof.
 

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