Proof of Open Mapping Theorem? (Ash & Novinger)

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Discussion Overview

The discussion centers around the proof of the open mapping theorem as presented in the complex analysis course by Ash & Novinger. Participants are specifically examining the implications of propositions (a), (b), and (d) in the context of analytic functions and their mappings, exploring the conditions under which the image of a domain under such functions is open.

Discussion Character

  • Technical explanation
  • Conceptual clarification
  • Debate/contested

Main Points Raised

  • One participant expresses confusion about how proposition (d) follows from propositions (a) and (b), particularly questioning whether W_0 is open.
  • Another participant asserts that W_0 is open due to the closedness of (f ∘ γ)*, providing reasoning based on the existence of a ball around points in W_0 that does not intersect (f ∘ γ)*.
  • A later reply questions the necessity of knowing whether W_0 is a subset of the image of Ω_1, indicating that this is crucial for concluding (d) from (a) and (b).
  • Participants discuss the implications of continuous functions and connected sets, with one participant arguing that it is not necessarily true that f(D(z_0, ε)) equals W_0, citing potential mappings that could contradict this assumption.
  • Another participant reflects on the possibility of mapping a circle to a figure-eight shape, raising concerns about the implications for openness and connectedness.
  • Clarification is provided that (b) states f(Ω_1 \ {z_0}) = W_0 \ {w_0}, suggesting that f(Ω_1) = W_0.
  • One participant acknowledges missing the "k-to-one" aspect of the mapping, which is relevant to understanding the use of W_0.

Areas of Agreement / Disagreement

Participants exhibit a mix of agreement and disagreement, particularly regarding the openness of W_0 and its relationship to the image of Ω_1. While some points are clarified, the overall discussion remains unresolved as participants continue to explore the implications of the propositions.

Contextual Notes

Participants express uncertainty about the assumptions underlying the mappings and the implications of continuity and connectedness in the context of the open mapping theorem. There are unresolved questions regarding the relationship between W_0 and the image of Ω_1.

nonequilibrium
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Hello,

In class we're using the free course on complexe analysis by Ash & Novinger, legally downloadable online. I'm stuck on their proof of the open mapping theorem. More specifically:
http://www.math.uiuc.edu/~r-ash/CV/CV4.pdf (page 15)

proposition (d) is f(\Omega) \textrm{ is open} and its proof is that it follows out of proposition (a) and (b), so I'll give you (a) and (b) in case you don't want to click the link:
\textrm{Let $f$ be a non-constant analytic function on an open connected set $\Omega$. Let $z_0 \in \Omega$ and $w_0 = f(z_0)$, }
\textrm{and let $k = m(f-w_0,z_0)$ be the order of zero which $f-w_0$ has at $z_0$. }
\textrm{(a) There exists $\epsilon>0$ such that $\overline D(z_0, \epsilon) \subset \Omega$ and such that neither $f-w_0$ nor $f'$ has a zero in $\overline D(z_0, \epsilon)\backslash {z_0}$}.
\textrm{(b) Let $\gamma$ be the positively oriented boundary of $\overline D(z_0, \epsilon)$, let $W_0$ be the component of $\mathbb C \backslash (f\circ \gamma)^*$ that contains $w_0$, }
\textrm{and let $\Omega_1 = D(z_0,\epsilon) \cap f^{-1}(W_0)$. Then $f$ is a $k$-to-one map of $\Omega_1 \backslash {z_0}$ onto $W_0 \backslash {w_0}$ }.

Proving (a) and (b) is not a problem, but I don't see how (d) follows out of (a) & (b)... It would follow if I knew that W_0 were open, but do I know that?

Side-Q: why is W_0 introduced? It seems obvious that W_0 = f(D(z_0,\epsilon)),due to a continuous function sending connected sets to connected sets and w_0 \in f(D(z_0,\epsilon))
 
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Hi mr. vodka! :smile:

mr. vodka;3369909 [B said:
Proving (a) and (b) is not a problem, but I don't see how (d) follows out of (a) & (b)... It would follow if I knew that W_0 were open, but do I know that?[/B]

We know that W0 is open because (f\circ \gamma)^* is compact and thus closed. Indeed, take z in W0. By closedness of (f\circ \gamma)*, we know that there exists a ball around z that does not meet (f\circ \gamma)*. I claim that this ball stays in W0. Indeed, if there was a point a outside W0 in the ball, then there would exist a path from a to z. But then W0 is not a component.

Side-Q: why is W_0 introduced? It seems obvious that W_0 = f(D(z_0,\epsilon)),due to a continuous function sending connected sets to connected sets and w_0 \in f(D(z_0,\epsilon))

It seems obvious, but it's not true. Who says that f doesn't send a point in D(z_0,\epsilon) to (f\circ \gamma)^*? For example, we can send a circle to a figure 8, and in this case, some of the points inside D(Z_0,\epsilon) get sent to (f\circ \gamma)^*.
 
Thank you micromass :)

Regarding the main question:
thank you for proving W_0 is open, but I'm still not convinced! In my OP I stated that I would be done if I knew W_0 were open, but now I take those words back. I feel like I also need to know that W_0 is a subset of the image of Omega_1. Is that true? If not, do you know how you can get (d) out of (a) and (b)?

Regarding the side-question:
Aha, interesting. But is it really possible to send a circle onto an "8"? After all, if there is a z inside the circle that gets projected onto the waist of the "8" (which there must be, due to connectedness(?)), then you can't draw a circle around that point which stays inside the "8"; in other words the image wouldn't be open... (?)
but anyway it wouldn't matter if that specific example wouldn't work; you've shown me that what I thought to be obvious, is not, and hence the usefulness of defining W_0 :)
 
mr. vodka said:
Thank you micromass :)

Regarding the main question:
thank you for proving W_0 is open, but I'm still not convinced! In my OP I stated that I would be done if I knew W_0 were open, but now I take those words back. I feel like I also need to know that W_0 is a subset of the image of Omega_1. Is that true? If not, do you know how you can get (d) out of (a) and (b)?

That's exactly what (b) says. Be says that f(\Omega_1\setminus \{z_0\})=W_0\setminus \{w_0\}. Thus f(\Omega_1)=W_0.

Regarding the side-question:
Aha, interesting. But is it really possible to send a circle onto an "8"? After all, if there is a z inside the circle that gets projected onto the waist of the "8" (which there must be, due to connectedness(?)), then you can't draw a circle around that point which stays inside the "8"; in other words the image wouldn't be open... (?)
but anyway it wouldn't matter if that specific example wouldn't work; you've shown me that what I thought to be obvious, is not, and hence the usefulness of defining W_0 :)

I agree that it's probably not possible to send a circle to an 8. But this is not a priori obvious. That is, before proving the open mapping theorem, you don't know that you can't do that. Thus an assumption must be made...
 
Oh, of course, I had missed the "k-to-one"-segment, which implies /isthe whole set W_0\{z_0} was/is used!

Thanks a lot :)
 

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