F'(z)=0 implies f is not 1-1 near z

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Discussion Overview

The discussion centers on the implications of the derivative of a complex function being zero at a point, specifically examining whether this implies that the function is not one-to-one in any neighborhood of that point. The conversation contrasts this situation in complex analysis with real analysis, exploring the nuances and potential proofs related to this concept.

Discussion Character

  • Exploratory
  • Technical explanation
  • Mathematical reasoning
  • Debate/contested

Main Points Raised

  • Some participants note that for a complex function f(z), if f'(z) = 0, then f is not one-to-one in any neighborhood of z, contrasting this with the real function f(x) = x^3, which is one-to-one at x = 0 despite having a zero derivative.
  • One participant proposes a proof attempt involving the continuity and analyticity of functions, suggesting that if f is injective in a small ball around z_0, then f' must be non-zero in that region, leading to a contradiction.
  • Another participant discusses the open mapping theorem, which states that nonconstant analytic functions map open sets to open sets, and questions whether an analytic function can fail to be open.
  • Several participants express uncertainty about the implications of certain theorems, particularly regarding the conditions under which a function remains analytic or injective.
  • There is mention of a theorem related to the behavior of analytic functions and their limits, with some participants unsure about its applicability in this context.
  • One participant clarifies that the claim about limits and differentiability does not hold in the real case, providing examples to illustrate the differences between real and complex analysis.
  • Another participant references a theorem from Rudin's Real and Complex Analysis, suggesting that the discussion aligns with established results in the literature.

Areas of Agreement / Disagreement

Participants express a mix of agreement and uncertainty regarding the implications of the derivative being zero. While some support the claim that it implies non-injectivity in complex functions, others raise questions and propose alternative viewpoints, indicating that the discussion remains unresolved.

Contextual Notes

Participants acknowledge gaps in their understanding of complex analysis, particularly regarding the conditions under which certain theorems apply. There is also a recognition of the differences between real and complex functions, especially concerning differentiability and injectivity.

rudinreader
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By real or complex differentiable, I mean differentiable in an open set.

A simple example that distinguishes real analysis from complex analysis, is the following

Fact: f'(z) = 0 implies f is not 1-1 in any neighborhood of z.

This is not true in the real case. For [tex]f(x) = x^3[/tex], [tex]f'(0)=0[/tex], but f is 1-1 on all of R. But for the complex function [tex]f(z)=z^3[/tex], you have [tex]f'(0)=0[/tex] but f is not 1-1 in any neighborhood of 0. To see this, for any e > 0, choose x such that 0 < x < e. Then set [tex]w = x \cdot e^{i \frac{2\pi}{3}}[/tex], and you get [tex]f(w)=w^3=x^3=f(x)[/tex]. But clearly x and w are not equal, and both x,w are in B(0,e).

Anyways, I know it's a fact, now I need to prove it (the "fact"). If anyone is up late and knows the proof, then please do post it. Otherwise I will try to figure it out and post it...
 
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Good problem! I've never thought about this, and got impressed once I convinced myself, by drawing some pictures, that this seems to be true. I didn't get a proof done, and I was left with some open questions (which are probably easy, but I just don't know enough complex analysis to tell), but I'll throw something at this.

There's a theorem, although I don't if it has any particular name, that says that if a function [itex]f:G\to\mathbb{C}[/itex], where [itex]G\subset\mathbb{C}[/itex] is open, is continuous in G, and analytic in [itex]G\backslash\{z_0\}[/itex], where [itex]z_0\in G[/itex] is some point, then f is analytic in G.

Is it possible that an analytic function would not be open? I'm not sure. I'll assume they are open now. If it is not true always, then it's a gap in the proof.

So let us assume that [itex]f'(z_0)=0[/itex].

If there exists a sequence [itex]z_n\to z_0[/itex] so that [itex]f'(z_n)=0[/itex] for all n, then I don't know what to do. But if such sequence does not exist, then the proof should be available.

Assume that there existed such ball [itex]B(z_0,r)[/itex] where f would be injective. We can assume r to be so small that [itex]f'(z)\neq 0[/itex] for all [itex]z\in B(z_0,r)\backslash\{z_0\}[/itex]. We then obtain a continuous function [itex]f^{-1}:f(B(z_0,r))\to B(z_0,r)[/itex], where [itex]f(B(z_0,r))[/itex] is some open set. According to the assumption, [itex](f^{-1})'\neq \infty[/itex] exists everywhere in [itex]f(B(z_0,r))\backslash\{f(z_0)\}[/itex], but then it follows, according to the mentioned theorem, that [itex](f^{-1})'[/itex] exists also in [itex]\{f(z_0)\}[/itex], which is a contradiction.

That's a quick proof attempt. Hopefully it is leading to the complete proof.
 
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jostpuur said:
There's a theorem, although I don't if it has any particular name, that says that if a function [itex]f:G\to\mathbb{C}[/itex], where [itex]G\subset\mathbb{C}[/itex] is open, is continuous in G, and analytic in [itex]G\backslash\{z_0\}[/itex], where [itex]z_0\in G[/itex] is some point, then f is analytic in G.

This is the only part that I didn't know for sure was true. Although I knew beforehand it's true for the real case: if [tex]\lim_{x \rightarrow c} f'(x)[/tex] exists then f'(c) exists and is that limit (assuming f is continuous at c). So I have to check this, but it seems like you can use the Cauchy Riemann equations in a similar manner to the real case.

jostpuur said:
Is it possible that an analytic function would not be open? I'm not sure. I'll assume they are open now. If it is not true always, then it's a gap in the proof.

The "open mapping theorem": if f is nonconstant analytic on open G, then f is an open map (with respect to G). This implies that if an inverse [tex]f^{-1}[/tex] exists on f(G), then it's continuous.

jostpuur said:
If there exists a sequence [itex]z_n\to z_0[/itex] so that [itex]f'(z_n)=0[/itex] for all n, then I don't know what to do. But if such sequence does not exist, then the proof should be available...
We can assume r to be so small that [itex]f'(z)\neq 0[/itex] for all [itex]z\in B(z_0,r)\backslash\{z_0\}[/itex]

A theorem that doesn't exactly have a name is, if the set [tex]\{ z : f(z) = g(z) \}[/tex] has a limit point in a connected open set, (where f, g are analytic), then f(z)=g(z) everywhere on that open set. In this case, your hypothesis is satisfied because otherwise f'(z)=0 everywhere on the neighborhood, in which case of course f is (constant) not 1-1.


jostpuur said:
That's a quick proof attempt. Waiting to be shown wrong. :wink: But hopefully it leads to the complete proof.

I think it's right. I think I'm going to try to check the first claim above, using the Cauchy Riemann equations.

You mentioned "I just don't know enough complex analysis to tell".. I just started this book Conway's Complex Analysis a couple days ago, so I'm new to it too. I've known a couple of facts, and I'm not afraid to look ahead if there is a related problem. But I have been surprised at how really good the book is so far. Of course, I skimmed (at best) most of the "definitions of complex numbers", "metric space" stuff because I already have seen that. Beyond that, the book seems to have gotten very interesting very fast. If you like this problem, it's barely scratching the surface!
 
jostpuur said:
There's a theorem, although I don't if it has any particular name, that says that if a function [itex]f:G\to\mathbb{C}[/itex], where [itex]G\subset\mathbb{C}[/itex] is open, is continuous in G, and analytic in [itex]G\backslash\{z_0\}[/itex], where [itex]z_0\in G[/itex] is some point, then f is analytic in G.

rudinreader said:
This is the only part that I didn't know for sure was true. Although I knew beforehand it's true for the real case: if [tex]\lim_{x \rightarrow c} f'(x)[/tex] exists then f'(c) exists and is that limit (assuming f is continuous at c). So I have to check this, but it seems like you can use the Cauchy Riemann equations in a similar manner to the real case.

I need to CLARIFY:

In particular, f(x) = |x| is differentiable in [tex](-1,0) \cup (0,1)[/tex] and continuous in (-1,1), but of course f'(0) does not exist. So the claim above does NOT hold in the real case. The comment I made adds one more hypothesis: if [tex]\lim_{x \rightarrow c} f'(x) = L[/tex] exists, then in that case f'(c) does exist. You apply the mean value theorem: [tex]\frac{f(c+h)-f(c)}{h} = f'(X)[/tex], where X is in (c, c+h). Then as [tex]h \rightarrow 0^+[/tex] you have [tex]\frac{f(c+h)-f(c)}{h} = f'(X) \rightarrow L[/tex], and the same on the left, so that f'(c) = L.

So given the claim you mention above is true, this would highlight another difference between real and complex analysis. In particular, f(z) = |z| is not an analytic function. Any analytic function that I can come up with that is "continuous but not differentiable at a point" -- i.e. has a corner -- ends up being some logarithm in which it is not defined at that point. So evidently I get the impression this is an important concept.
 
jostpuur said:
There's a theorem, although I don't if it has any particular name, that says that if a function [itex]f:G\to\mathbb{C}[/itex], where [itex]G\subset\mathbb{C}[/itex] is open, is continuous in G, and analytic in [itex]G\backslash\{z_0\}[/itex], where [itex]z_0\in G[/itex] is some point, then f is analytic in G.

I found this proved in Rudin's Real and Complex Analysis.
Thm 10.13, Cauchy's Theorem for a Triangle, states:

If [tex]\triangle[/tex] is a closed triangle in an open set [tex]\Omega[/tex], [tex]p \in \Omega[/tex], f is continuous on [tex]\Omega[/tex], and f is analytic on [tex]\Omega \backslash \{ p \}[/tex], then [tex]\int_{\partial \triangle} f(z) dz = 0[/tex].

The result then follows from Morera's Theorem: http://planetmath.org/encyclopedia/MorerasTheorem.html

I also saw this same issue discussed in the following link:
http://mathworld.wolfram.com/MorerasTheorem.html

Anyways, that's where this result comes from, I think.
 
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