Issue 2 - Tapp - Characterizations of the Orthogonal Groups

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Discussion Overview

The discussion revolves around understanding the proof of Proposition 3.10 from Kristopher Tapp's book "Matrix Groups for Undergraduates," specifically regarding characterizations of the orthogonal groups. Participants are examining the implications of certain equations involving the mapping $$\rho_n$$ and its relationship to unitary and orthogonal groups.

Discussion Character

  • Technical explanation
  • Debate/contested

Main Points Raised

  • Peter seeks clarification on how the equation $$\rho_n (A) \cdot \rho_n (A)^* = \rho_n (A) \cdot \rho_n (A^*) = \rho_n (A \cdot A^*)$$ implies that $$A \in U(n)$$ if and only if $$\rho_n (A) \in O(2n)$$.
  • GJA provides a reasoning path showing that if $$A \in U(n)$$, then $$\rho_n(A) \in O(2n)$$ follows from the given equation.
  • Peter questions whether applying Proposition 3.9 a second time confirms that $$\rho_n(A) \in O(2n)$$ leads to $$A \in U(n)$$.
  • Another participant points out that while $$A \in U(n)$$ if and only if $$\rho_n(A) \in O(2n)$$, this does not imply that $$\rho_n(U(n)) = O(2n)$$.
  • Peter expresses confusion regarding the intersection of $$\rho_n(U(n))$$ with $$\rho_n(GL_n(\mathbb{C}))$$ as stated in Proposition 3.10 (1), seeking clarification on its significance.
  • A participant illustrates that an orthogonal matrix can exist in $$O(2n)$$ that is not the image of any complex matrix via $$\rho_n$$, challenging the assumption that the two sets are equivalent.

Areas of Agreement / Disagreement

Participants generally agree on the implications of the equations regarding unitary and orthogonal groups, but there is disagreement about the interpretation of the intersection in Proposition 3.10 (1) and whether the mappings are equivalent.

Contextual Notes

There are unresolved questions regarding the specific conditions under which the mappings hold and the implications of the intersection of sets in the context of the propositions discussed.

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I am reading Kristopher Tapp's book: Matrix Groups for Undergraduates.

I am currently focussed on and studying Section 2 in Chapter 3, namely:

"2. Several Characterizations of the Orthogonal Groups".

I need help in fully understanding the proof of Proposition 3.10.

Section 2 in Ch. 3, including Proposition 3.10 and its proof reads as follows:https://www.physicsforums.com/attachments/4002
https://www.physicsforums.com/attachments/4003
https://www.physicsforums.com/attachments/4004

In the proof of Proposition 3.10 (see bottom of above text) we read:

" ... ... If $$ A \in GL_n ( \mathbb{C} ) $$, then

$$ \rho_n (A) \cdot \rho_n (A)^* = \rho_n (A) \cdot \rho_n (A^*) = \rho_n (A \cdot A^* ) $$

which shows that $$A \in U(n)$$ if and only if $$\rho_n (A) \in O(2n) $$. ... ... "

I do not see how or why this follows ... ...My question, then, is as follows:

Can someone show formally and rigorously that

$$ \rho_n (A) \cdot \rho_n (A)^* = \rho_n (A) \cdot \rho_n (A^*) = \rho_n (A \cdot A^* ) $$

implies that

$$A \in U(n)$$ if and only if $$\rho_n (A) \in O(2n) $$?

I wold be grateful for some help in this matter ...

Peter
***NOTE***

Tapp introduces $$\rho_n$$ in Section 1 of Ch. 2 (pages 24-25) ... so I am providing these pages as follows:https://www.physicsforums.com/attachments/4005
https://www.physicsforums.com/attachments/4006
 
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Hi Peter,

Given the equation

$$\rho_{n}(A)\rho_{n}(A)^{*}=\rho_{n}(A\cdot A^{*}),$$

we can get the iff as follows:

Suppose $$A\in U(n).$$ By Proposition 3.9.4, this means that $$A\cdot A^{*}=I.$$ From the above equation this gives

$$\rho_{n}(A)\rho_{n}(A)^{*}=\rho_{n}(I)=I$$

Since $$\rho_{n}(A)$$ is a real matrix we have $$\rho_{n}(A)^{*}=\rho_{n}(A)^{T},$$ where $$T$$ denotes transpose. Thus the above becomes

$$\rho_{n}(A)\rho_{n}(A)^{T}=I,$$

which means that $$\rho_{n}(A)$$ is an orthogonal matrix; i.e. $$\rho_{n}(A)\in O(2n).$$

To prove the converse, suppose $$\rho_{n}(A)\in O(2n)$$ and, essentially, reverse the argument outlined above.

Does this help? Let me know if you'd like more details on the converse proof/if anything else is unclear.
 
GJA said:
Hi Peter,

Given the equation

$$\rho_{n}(A)\rho_{n}(A)^{*}=\rho_{n}(A\cdot A^{*}),$$

we can get the iff as follows:

Suppose $$A\in U(n).$$ By Proposition 3.9.4, this means that $$A\cdot A^{*}=I.$$ From the above equation this gives

$$\rho_{n}(A)\rho_{n}(A)^{*}=\rho_{n}(I)=I$$

Since $$\rho_{n}(A)$$ is a real matrix we have $$\rho_{n}(A)^{*}=\rho_{n}(A)^{T},$$ where $$T$$ denotes transpose. Thus the above becomes

$$\rho_{n}(A)\rho_{n}(A)^{T}=I,$$

which means that $$\rho_{n}(A)$$ is an orthogonal matrix; i.e. $$\rho_{n}(A)\in O(2n).$$

To prove the converse, suppose $$\rho_{n}(A)\in O(2n)$$ and, essentially, reverse the argument outlined above.

Does this help? Let me know if you'd like more details on the converse proof/if anything else is unclear.

Thank you GJA ... that seems very clear ... just working through the logic to ensure that I fully understand it ...

Peter***EDIT***

Having shown that:$$\rho_n(A) \rho_n(A)^* = I
$$could we immediately conclude from this (using Proposition 3.9) that:

$$\rho_n (A) \in O(2n)$$ We can do this since ... ... If in Proposition 3.9 we take $$\mathbb{K} = \mathbb{R}$$ and $$A := \rho_n (A)$$ - that is replace $$A$$ with $$\rho_n (A)$$ in the proposition we get:

$$A \in O_{2n} ( \mathbb{R} ) = O(2n) \ \ \ \Longleftrightarrow \ \ \ \rho_n(A) \rho_n(A)^* = I$$Is the above analysis correct? Can someone confirm that the above is correct?

Peter
 
Last edited:
Hi Again Peter,

Applying Proposition 3.9 a second time in the manner you describe would be correct as well.
 
GJA said:
Hi Again Peter,

Applying Proposition 3.9 a second time in the manner you describe would be correct as well.

Thanks to GJA for the help in seeing that $$ \rho_n (A) \cdot \rho_n (A)^* = \rho_n (A) \cdot \rho_n (A^*) = \rho_n (A \cdot A^* ) $$

implies that

$$A \in U(n)$$ if and only if $$\rho_n (A) \in O(2n) $$ ... ... ... BUT ... I now have another problem/issue with Proposition 3.10 (1).
I would have thought that the previous analysis by GJC showed that

$$\rho_n ( U(n) ) = O (2n)
$$

... ... BUT ...

... Proposition 3.10 (1) reads as follows:$$\rho_n ( U(n) ) = O (2n) \cap \rho_n ( GL_n ( \mathbb{C} )
$$My question is as follows:Why do we have the term $$\rho_n ( GL_n ( \mathbb{C} )$$ intersecting with $$O (2n)$$?Can someone please explain what is going on here?

Peter

...
 
Hi Peter,

From here

Peter said:
$$A \in U(n)$$ if and only if $$\rho_n (A) \in O(2n) $$ ...

You can't conclude this
Peter said:
$$\rho_n ( U(n) ) = O (2n)
$$

They are simply different statements.

As an example, take a matrix $A=\left(\begin{array}{cccc}
1 & 2 & 3 & 4 \\ 5 & 6 & 7 & 8 \\ 9 & 10 & 11 & 12 \\ 13 & 14 & 15 & 16
\end{array}\right)$

And now, computing it's QR factorization we got that

$Q=\left(\begin{array}{cccc}
-0.0602 & -0.8345 & 0.2702 & -0.4765 \\ -0.3010 & -0.4576 & -0.0051 & 0.8366\\-0.5417 & -0.0808 & -0.8003 & -0.2439\\ -0.7825 & 0.2961 &0.5352 & -0.1163
\end{array}\right)$
$Q$ is computed numerically so it got some little error but we can just forgot about that in this precise example.

Then, $Q$ is orthogonal ($QQ^T=I$), so $Q\in \mathcal{O}(2n)$ but it's not the image of any complex matrix via $\rho_{n}$ (it is obvious since $Q_{1,1}\neq Q_{2,2}$).
 

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