Negative sign in hopping amplitude

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SUMMARY

The negative sign in the tight-binding hopping amplitude, denoted as \( t_{ij} \), is not merely a convention but has significant physical implications in quantum models such as the Hubbard model and the Hueckel model. This sign influences the energy states of systems, particularly in determining the minimum energy orbital configurations. For instance, in a polymer of atoms with s atomic valence orbitals, the minimum energy occurs at \( k=0 \), while for p atomic orbitals, it occurs at \( |k|=\pi/2 \). The choice of sign affects the stability and energy contributions in systems with odd-numbered atoms, as demonstrated in the discussion.

PREREQUISITES
  • Understanding of the Hubbard model and its applications in quantum mechanics.
  • Familiarity with tight-binding models and their significance in solid-state physics.
  • Knowledge of the Hueckel model and its relation to molecular orbital theory.
  • Basic concepts of energy states and orbital configurations in quantum systems.
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  • Study the implications of the negative sign in tight-binding models and its effects on energy states.
  • Explore the relationship between the Hubbard model and the Hueckel model in greater detail.
  • Investigate the role of orbital hybridization in determining energy minima in various atomic structures.
  • Read "Solids and Surfaces: A Chemist's View of Bonding in Extended Structures" by Roald Hoffmann for deeper insights into bonding in extended systems.
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hbaromega
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Might be a naive question.

In many places, specially in the Hubbard model, people use a minus sign before the tight-binding hopping amplitude. What does the negative sign signify for? Any special intention?


Thanks.
 
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The hopping amplitude is something like \langle\phi_j| T_\mathrm{kin}|\phi_i\rangle, hence it's sign is well defined although there is a certain arbitrariness in the choice of the phase of the phi_i.
 
DrDu said:
The hopping amplitude is something like \langle\phi_j| T_\mathrm{kin}|\phi_i\rangle, hence it's sign is well defined although there is a certain arbitrariness in the choice of the phase of the phi_i.

That's true. But there must be a meaning for keeping this minus sign. I have seen Hubbard's original paper. Surprisingly that paper does not have this minus sign!

If the sign is just a matter of convention, then why unnecessarily an extra minus was chosen as a convention?


Thanks.
 
No, it is not just a convention, it makes a real physical difference, at least in lattices where you cannot consistently number neighbouring atoms as 1 or 2. A simple example is azulene in the Hueckel model (which is basically the Hubbard model in quantum chemistry)
 
DrDu said:
No, it is not just a convention, it makes a real physical difference, at least in lattices where you cannot consistently number neighbouring atoms as 1 or 2. A simple example is azulene in the Hueckel model (which is basically the Hubbard model in quantum chemistry)

Sorry. Still not clear to me. What if I write

$t_{ij}$ instead of $-t_{ij}$ in the kinetic part of the Hubbard Hamiltonian?

Does it make any difference? If yes, then what difference?
 
@DrDu

Sorry, the latex didn't work! I guess, you could follow the notation.

And I think, the Huckel model and the tight-binding model are equivalent. Hopping from one site to other site is similar to hopping from one orbital to another orbital.
 
Consider the infinite U limit. Here the electrons are frozen at the lattice sites because the U prohibits double occupancy, even as a virtual state. Now if you tune U to a finite value then electrons start hopping in the process getting delocalized, thus lowering its energy.

The sign of t captures this lowering of energy.

P.S. : I can't seem to construct an argument as to why delocalization would lower the energy :(
 
At large U, t can be taken into account perturbationally. As t is non-diagonal, it can make a contribution beginning with second order which will be proportional to t^2/(-U). Hence it is negative (stabilizing) and does not depend on the sign of t.
However, when going around a ring with an odd number of atoms, the sign does matter in higher orders, e.g. for a ring of three atoms the you get a contribution t_12*t_23*t_31/(-U)^2. For simple orbitals, like hydrogen 1s, t is negative, typically, whence these terms lead to a stabilization.
 
hbaromega said:
Might be a naive question.

In many places, specially in the Hubbard model, people use a minus sign before the tight-binding hopping amplitude. What does the negative sign signify for? Any special intention?


Thanks.
The sign of t is significant. For example in tight binding model it determines where is the minimum energy orbital: at k=0 or at k=Pi/2

Let us for example consider polymer of atoms with s atomic valent orbital. It is evident,that k=0 (LCAO) orbital has minimum energy.
If we take polymer of atoms with p atomic orbital we get minimum energy orbital with |k|=Pi/2

LCAO: Linear Combination of Atomic Orbitals

I can recommend the book of Nobel Prize winner in chemistry:
Roald Hoffmann, Solids and surfaces: A Chemist's View of bonding in extended structures, 1988
pages: 4-9
 
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