Why does Lagrangian in QFT only include first order derivative of field?

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Discussion Overview

The discussion centers on the reasons why the Lagrangian in quantum field theory (QFT) typically includes only first-order derivatives of fields. Participants explore theoretical implications, mathematical formulations, and the physical interpretations of higher-order derivatives in the context of QFT.

Discussion Character

  • Exploratory
  • Technical explanation
  • Debate/contested
  • Mathematical reasoning

Main Points Raised

  • One participant questions why the Lagrangian in QFT excludes higher-order derivatives, suggesting it may relate to fields obeying the Dirac and Klein-Gordon equations.
  • Another participant proposes that higher-order terms would be negligible at low energies and could lead to nonrenormalizable theories.
  • A claim is made that a renormalizable QFT cannot include higher derivatives, while effective theories may allow them.
  • Concerns are raised about the physical implications of equations of motion with more than two time derivatives, which may require excessive initial conditions.
  • Counterarguments are presented regarding the nature of higher-order differential equations and their initial condition requirements, emphasizing that k=2 is not uniquely special.
  • Participants discuss classical mechanics and Hamiltonian systems, debating the significance of the number of derivatives in defining physical systems.
  • One participant expresses skepticism about the arguments presented, citing examples where higher-order equations arise from well-known equations like the Dirac equation and scalar electrodynamics.
  • References to academic articles are provided to support claims about the equivalence of certain equations to higher-order forms.
  • A later reply suggests that all possible operators consistent with spacetime symmetries should be allowed in theory formulation, indicating a broader perspective on the inclusion of derivatives.

Areas of Agreement / Disagreement

Participants express a range of views on the implications of higher-order derivatives in QFT, with no clear consensus reached. Some support the exclusion of higher derivatives for reasons of renormalizability, while others challenge this notion and provide counterexamples.

Contextual Notes

Discussions include references to specific mathematical properties and physical interpretations of higher-order derivatives, but the implications remain unresolved and depend on various assumptions and definitions within the context of QFT.

ndung200790
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Please teach me this:
Why the Lagrangian in QFT does not include high order derivative of field?Is it correct the reason being all fields obey the only Dirac and Klein-Gordon equations?
Thank you very much for your kind helping.
 
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One explanation I've heard but don't fully understand is that the contribution from higher-order terms would be negligible at low energies anyway, and can therefore be ignored. These terms would also make the theories not renormalizable.
 
ndung200790 said:
Why the Lagrangian in QFT does not include high order derivative of field?
A renormalizable QFT cannot have higher derivatives. Effective (nonrenormalizable) theories can.
 
Also, classically speaking, higher derivatives in the Lagrangian will result in higher derivatives in the equations of motion. In particular, if an equation of motion has more than two time derivatives, it becomes difficult to make physical sense out of it (because it seems to require too much initial data to define a unique solution).
 
Ben Niehoff said:
Also, classically speaking, higher derivatives in the Lagrangian will result in higher derivatives in the equations of motion. In particular, if an equation of motion has more than two time derivatives, it becomes difficult to make physical sense out of it (because it seems to require too much initial data to define a unique solution).

Not really. A k-th order differential equation requires as initial conditions the field and the first k-1 derivatives
at the initial time. The case k=2 is nothing special here.
 
A. Neumaier said:
Not really. A k-th order differential equation requires as initial conditions the field and the first k-1 derivatives
at the initial time. The case k=2 is nothing special here.

Yes, I'm aware of that. However, our vast experience with classical mechanics indicates that k=2 is indeed special. For example, for a classical system to be a Hamiltonian flow on phase space requires k=2.

The one case I know of in which k>2, the radiation reaction on a moving, charged source, has issues with causality and runaway solutions, precisely because of the third time derivative that appears in the equation of motion.

These are classical situations, but I think deep down they have some relationship to the nonrenormalizability of higher-derivative actions. There is something fundamentally quirky about a physical system that requires information about higher time derivatives.
 
Ben Niehoff said:
Yes, I'm aware of that. However, our vast experience with classical mechanics indicates that k=2 is indeed special. For example, for a classical system to be a Hamiltonian flow on phase space requires k=2.

It depends very much on the variables one is using. The Hamiltonian formulation has in fact k=1, and not always can a Hamiltonian system be rewritten in second order form.

Of course, Hamiltonian flow is very special, but it has nothing to do with the number of derivatives.
 
Ben Niehoff said:
Also, classically speaking, higher derivatives in the Lagrangian will result in higher derivatives in the equations of motion. In particular, if an equation of motion has more than two time derivatives, it becomes difficult to make physical sense out of it (because it seems to require too much initial data to define a unique solution).

A. Neumaier said:
Not really. A k-th order differential equation requires as initial conditions the field and the first k-1 derivatives
at the initial time. The case k=2 is nothing special here.

Ben Niehoff said:
Yes, I'm aware of that. However, our vast experience with classical mechanics indicates that k=2 is indeed special. For example, for a classical system to be a Hamiltonian flow on phase space requires k=2.

The one case I know of in which k>2, the radiation reaction on a moving, charged source, has issues with causality and runaway solutions, precisely because of the third time derivative that appears in the equation of motion.

These are classical situations, but I think deep down they have some relationship to the nonrenormalizability of higher-derivative actions. There is something fundamentally quirky about a physical system that requires information about higher time derivatives.

Dear Ben Niehoff,

I am afraid I am somewhat skeptical about your arguments for the following reason. For example, the Dirac equation is generally equivalent to a 4th order PDE for just one component (furthermore, this component can be made real by a gauge transform). Source:
http://akhmeteli.org/wp-content/uploads/2011/08/JMAPAQ528082303_1.pdf (an article in Journ. Math. Phys.) Or another example: the equations of scalar electrodynamics (the Klein-Gordon-Maxwell electrodynamics) are generally equivalent (after algebraic elimination of the matter field) to higher order equations for electromagnetic field. Source: http://www.akhmeteli.org/akh-prepr-ws-ijqi2.pdf (an article in Int. Journ. Quantum Inf.). A somewhat cleaner proof can be found in my recent preprints.
 
  • #10
Hmm, ok, maybe I'm wrong.
 
  • #11
Hollowood, http://arxiv.org/abs/0909.0859

"... we should allow all possible operators consistent with spacetime symmetries. In the case of a scalar field, all powers of the field and its derivatives ... (p12)"

"...the principle of universality that allows us to formulate our theories in terms of simple actions. All we need do is include the relevant couplings: all the irrelevant couplings can be taken to vanish. ... it is sufficient to write the simple action ... (p21)"
 

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