I Diffeomorphism invariance of GR

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General relativity (GR) is characterized by its diffeomorphism invariance, meaning that physical situations remain unchanged under smooth transformations of the manifold. The Einstein-Hilbert action, expressed as S_EH[g]=M²_Pl∫d⁴x√(-g)R, is shown to be diffeomorphism invariant by analyzing how the metric, Ricci scalar, and volume element transform under infinitesimal diffeomorphisms. The transformation properties reveal that while the volume element d⁴x is not invariant on its own, the combination d⁴x√(-g) is invariant, ensuring that the action remains unchanged. The distinction between active and passive transformations is discussed, highlighting that active transformations change the physical state, while passive ones merely alter the description without affecting the underlying physics. Ultimately, the invariance of the Einstein-Hilbert action reinforces the principle that physical laws in GR do not depend on the choice of coordinates.
  • #31
Ad ##29:

Of course, ##\mathrm{d}^4 x## is not a (pseudo-)scalar but ##\sqrt{-g} \mathrm{d}^4 x##, where ##g=\mathrm{det} g_{\mu \nu}##.

In a differentiable ##d##-dimensional manifolds (not necessarily a (pseudo-)Riemannian one), you can define invariant integrals by using the generalized Kronecker symbols (##s \in \{1,2,\ldots,d \}##)
$$\delta_{\mu_1,\ldots,\mu_s}^{\nu_1,\ldots,\nu_s}=\begin{cases} 1 & \text{if} \quad (\nu_1,\ldots,\nu_s) \quad \text{is an even permutation of} \quad (\mu_1,\ldots,\mu_s). \\
-1 & \text{if} \quad (\nu_1,\ldots,\nu_s) \quad \text{is an odd permutation of} \quad (\mu_1,\ldots,\mu_s),\\
0 & \text{otherwise}.
\end{cases}$$
Then it's easy to see that these are invariant components (here and in the following I mean components with respect to the holonomous basis induced by the coordinates) of an ##(s,s)## tensor under arbitrary changes of the coordinates, and that's why the hyper-surface elements
$$\mathrm{d} V^{\nu_1,\cdots,\nu_s} = \delta_{\mu_1,\ldots,\mu_s}^{\nu_1,\ldots,\nu_s} \mathrm{d} q^{\mu_1} \cdots \mathrm{d} q^{\mu_s}$$
are components of a completely antisymmetric ##(s,0)## tensor.

Thus integrals of the form
$$\int \mathrm{d} V^{\nu_1,\cdots,\nu_s} T_{\nu_1,\cdots,\nu_s}$$
with ##T_{\nu_1,\cdots,\nu_s}## being components of an anti-symmetric ##(0,s)## tensor.

If you have a (pseudo-)metric you can define a Levi-Civita tensor, by its components
$$\epsilon^{\mu_1,\ldots,\mu_d}=\sqrt{-g} \delta_{1,\cdots,d}^{\mu_1,\ldots, \mu_d},$$
which you can show to indeed transform like contravariant tensor components. With this tensor you can define Hodge duals and take volume integrals over scalars since for any scalar ##S## indeed ##S_{\mu_1,\ldots \mu_d}=S \epsilon_{\mu_1,\ldots,\mu_d}## are antisymmetric components of a ##(0,d)## tensor. Of course you have
$$\epsilon_{\mu_1,\ldots,\mu_d}=g_{\mu_1 \nu_1}\cdots g_{\mu_d \nu_d} \epsilon^{\nu_1,\ldots,\nu_d}=-\frac{1}{\sqrt{-g}} \delta_{\mu_1,\ldots,\mu_d}^{1,\cdots,d}.$$

Ad #30

Mathematical structures are called usually equivalent if you can map them one to one to each other keeping all the properties of the structure. Such mappings are called isomorphisms. E.g., you can map the Hilbert space of square-integrable complex functions one-to-one and unitarily to the space of square-summable complex sequences. Both Hilbert spaces are completely equivalent, and its equivalence class is the abstract separable Hilbert space.

For differentiable manifolds the diffeomorphisms are the isomorphisms, and if two differentiable manifolds can be mapped by diffeomorophisms on each other, you cannot distinguish them anymore as abstract differentiable manifolds.

If you have a (pseudo-)Riemannian manifold, have in addition to keep the pseudo-metric form invariant, i.e., the diffeomorphisms should be such that "lengths" of (tangent vectors) are not changed and so on.
 
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  • #32
vanhees71 said:
The Schwarzschild solution has the same physical meaning, no matter whether I describe it in Schwarzschild or Kruskal coordinates (of course only locally, where the corresponding maps overlap).

Yes, and that transformation is a diffeomorphism--but I think it is also an isometry, since it keeps all invariants constant.

But now consider a different transformation: one that takes, say, Minkowski spacetime into a curved, spherically symmetric spacetime containing a non-rotating object like a planet or star and the vacuum region surrounding it. Such a transformation is also a diffeomorphism, and it takes one solution of the EFE into another one, but it does not preserve geometric invariants, so it is not an isometry.

Possibly the word "isometry" is not the correct one to use, but the point I'm making is that the two cases described above are both diffeomorphisms, even though one preserves geometric invariants and the other doesn't. In GR we just don't talk much about the latter case, because it's not very useful in practical terms.
 
  • #33
PeterDonis said:
But now consider a different transformation: one that takes, say, Minkowski spacetime into a curved, spherically symmetric spacetime containing a non-rotating object like a planet or star and the vacuum region surrounding it. Such a transformation is also a diffeomorphism, and it takes one solution of the EFE into another one, but it does not preserve geometric invariants, so it is not an isometry.

I think this might be more along the lines of what I was thinking of. Is the diffeomorphism invariance of GR here in the sense that solutions to the EFE are mapped to other solutions of the EFE by a diffeomorphism?

PeterDonis said:
Possibly the word "isometry" is not the correct one to use, but the point I'm making is that the two cases described above are both diffeomorphisms, even though one preserves geometric invariants and the other doesn't. In GR we just don't talk much about the latter case, because it's not very useful in practical terms.

So is it only possible to say that the models ##(M,\,g,\,T)## and ##(\phi M,\,\phi^{\ast}g,\,\phi^{\ast}T)## represent the same physical situation if the diffeomorphism ##\phi## preserves geometric invariants?
 
  • #34
PeterDonis said:
Yes, and that transformation is a diffeomorphism--but I think it is also an isometry, since it keeps all invariants constant.

But now consider a different transformation: one that takes, say, Minkowski spacetime into a curved, spherically symmetric spacetime containing a non-rotating object like a planet or star and the vacuum region surrounding it. Such a transformation is also a diffeomorphism, and it takes one solution of the EFE into another one, but it does not preserve geometric invariants, so it is not an isometry.

Possibly the word "isometry" is not the correct one to use, but the point I'm making is that the two cases described above are both diffeomorphisms, even though one preserves geometric invariants and the other doesn't. In GR we just don't talk much about the latter case, because it's not very useful in practical terms.
How can that be an isomorphism of a pseudo-Riemannian manifold? Minkowski space is flat, i.e., the curvature tensor vanishes identically. Tensors are invariant under general diffeomorphisms. So you cannot map Minkowski space by an isomorphism to a non-flat pseudo-Riemannian manifold, and indeed if there's curvature, i.e., a true gravitational field due to the presence of some energy-momentum-stress distribution, it's a different physical situation since in Minkowski space the energy-momentum-stress tensor is identically vanishing (according to the Einstein Equations).
 
  • #35
Peter, note that what Frank is talking about is a situation where the metric and any tensors on the image manifold are related to those in the initial manifold by the pushforward/pullback relations. As such, the induced metric on the target manifold is flat if the one on the original manifold is and so on. Of course, it could happen that you can construct a diffeomorphism between two manifolds that are already endowed with incompatible metrics such that ##\phi^{-1*} g \neq \tilde g##, where ##\tilde g## is the metric already existing on the target manifold. However, if there is a diffeomorphism ##\phi##, then the exists a metric such that the new manifold describes the same physical situation as the original manifold, namely ##\phi^{-1*}g##. I think that you are talking around each other by everyone else assuming this metric and you assuming that there already exists a metric on the target manifold.
 
  • #36
Orodruin said:
Peter, note that what Frank is talking about is a situation where the metric and any tensors on the image manifold are related to those in the initial manifold by the pushforward/pullback relations. As such, the induced metric on the target manifold is flat if the one on the original manifold is and so on. Of course, it could happen that you can construct a diffeomorphism between two manifolds that are already endowed with incompatible metrics such that ##\phi^{-1*} g \neq \tilde g##, where ##\tilde g## is the metric already existing on the target manifold. However, if there is a diffeomorphism ##\phi##, then the exists a metric such that the new manifold describes the same physical situation as the original manifold, namely ##\phi^{-1*}g##. I think that you are talking around each other by everyone else assuming this metric and you assuming that there already exists a metric on the target manifold.

Yes, this is what I was thinking of. Although I'm not too sure on the subject.
 
  • #37
If the metrics on the two manifolds are "incompatible" this just means that ther is no isomorphism between the two manifolds. Diffeomorphisms are the isomorphisms beetween differentiable manifolds but not necessarily between Riemannian ones, where in addition to being a diffeomorphism they must also keep the metric the same to be an isomorphism.
 
  • #38
vanhees71 said:
they must also keep the metric the same to be an isomorphism.

What confuses me about this is doesn't this imply that the diffeomorphism has to be an isometry?
 
  • #39
Just my two cents (maybe I already gave them, but never mind) In my thesis I consider at page 26-29 the hole-argument explicitly for the Schwarzschild solution,

http://www.rug.nl/research/portal/e...ed(fb063f36-42dc-4529-a070-9c801238689a).html

General covariance means that one can change coordinates in a general way, after which the solution has the same physical meaning in the new coordinates. Isometries mean you fix your coordinate system and look for directions in which the metric does not change. The big confusion (for me) was that both the general coordinate transformation and the isometry are described by a Lie derivative: general covariance means you can add the Lie derivative of the metric to a metric solution wrt a general vector field without changing the physical meaning of that solution, while isometries are found by putting the Lie derivative of the metric to zero and solving for the vector field.

So, general covariance means that physics does not change under
<br /> g_{\mu\nu} \rightarrow g_{\mu\nu} + 2 \nabla_{(\mu}\xi_{\nu)}<br />
while isometries of g are given by the solution of the vector field xi of
<br /> 2 \nabla_{(\mu}\xi_{\nu)} = 0<br />
That makes the distinction between isometries and general covariance, I think, a bit blurred. Hope this helps.
 
  • #40
Yes, and that's gauge symmetry (in fact you gauge Lorentz invariance, but that you know much better than I do :-)).
 
  • #41
haushofer said:
Just my two cents (maybe I already gave them, but never mind) In my thesis I consider at page 26-29 the hole-argument explicitly for the Schwarzschild solution,

http://www.rug.nl/research/portal/e...ed(fb063f36-42dc-4529-a070-9c801238689a).html

General covariance means that one can change coordinates in a general way, after which the solution has the same physical meaning in the new coordinates. Isometries mean you fix your coordinate system and look for directions in which the metric does not change. The big confusion (for me) was that both the general coordinate transformation and the isometry are described by a Lie derivative: general covariance means you can add the Lie derivative of the metric to a metric solution wrt a general vector field without changing the physical meaning of that solution, while isometries are found by putting the Lie derivative of the metric to zero and solving for the vector field.

So, general covariance means that physics does not change under
<br /> g_{\mu\nu} \rightarrow g_{\mu\nu} + 2 \nabla_{(\mu}\xi_{\nu)}<br />
while isometries of g are given by the solution of the vector field xi of
<br /> 2 \nabla_{(\mu}\xi_{\nu)} = 0<br />
That makes the distinction between isometries and general covariance, I think, a bit blurred. Hope this helps.

Thanks for the link to your thesis, I have had a read and it has cleared up a few things. However, I'm still a bit unsure on a few points. For example:

haushofer said:
general covariance means you can add the Lie derivative of the metric to a metric solution wrt a general vector field without changing the physical meaning of that solution

Why is this so? How does one show mathematically that the Einstein-Hilbert action and hence the EFE are invariant under this transformation, ##g_{\mu\nu}(x)\rightarrow g'_{\mu\nu}(x)=g_{\mu\nu}(x)+\mathcal{L}_{\xi}g_{\mu\nu}(x)=g_{\mu\nu}(x)+2\nabla_{(\mu}\xi_{\nu)}##? Is the point that for an active diffeomorphism, the points of the underlying manifold are "moved" around, and all of the tensorial objects are "dragged" along with them. When we do this we "move" the points, but remain in the same coordinate system, such that we evaluate the "old" metric ##g_{\mu\nu}(x(p))## at point ##p## with coordinate value ##x^{\mu}(p)##, and the "new" metric ##g'_{\mu\nu}(x(p'))## at the point ##p'## which has the same coordinate value ##x^{\mu}(p')## as ##p##. Since the mapping is a diffeomorphism ##g_{\mu\nu}(x(p))## and ##g'_{\mu\nu}(x(p'))## has the same value, and furthermore satisfy the same EFE?
 
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  • #42
Orodruin said:
I think that you are talking around each other by everyone else assuming this metric and you assuming that there already exists a metric on the target manifold.

Yes, I think this is at least part of it. The point I was trying to make is that just saying "GR is invariant under diffeomorphisms" can have multiple meanings, and that terminology might not be the best way to think about things anyway. We haven't even dug into the hole argument. :wink:
 
  • #43
Orodruin said:
I think that you are talking around each other by everyone else assuming this metric and you assuming that there already exists a metric on the target manifold.

So is the argument essentially that one can have two manifolds ##M## with metric ##g_{\mu\nu}##, then another manifold ##N## is physically equivalent if it satisfies ##N=\phi M## and has a metric endowed on it given by ##\tilde{g}=\phi^{\ast}g##?
 
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  • #44
Frank Castle said:
Thanks for the link to your thesis, I have had a read and it has cleared up a few things. However, I'm still a bit unsure on a few points. For example:
Why is this so? How does one show mathematically that the Einstein-Hilbert action and hence the EFE are invariant under this transformation, ##g_{\mu\nu}(x)\rightarrow g'_{\mu\nu}(x)=g_{\mu\nu}(x)+\mathcal{L}_{\xi}g_{\mu\nu}(x)=g_{\mu\nu}(x)+2\nabla_{(\mu}\xi_{\nu)}##? Is the point that for an active diffeomorphism, the points of the underlying manifold are "moved" around, and all of the tensorial objects are "dragged" along with them. When we do this we "move" the points, but remain in the same coordinate system, such that we evaluate the "old" metric ##g_{\mu\nu}(x(p))## at point ##p## with coordinate value ##x^{\mu}(p)##, and the "new" metric ##g'_{\mu\nu}(x(p'))## at the point ##p'## which has the same coordinate value ##x^{\mu}(p')## as ##p##. Since the mapping is a diffeomorphism ##g_{\mu\nu}(x(p))## and ##g'_{\mu\nu}(x(p'))## has the same value, and furthermore satisfy the same EFE?
I have to think more about this whole dragging along thing, but if you take e.g. the vacuum EFE G=0, then the Lie derivative of G=0 is necessarily also 0.
 
  • #45
vanhees71 said:
If the metrics on the two manifolds are "incompatible" this just means that ther is no isomorphism between the two manifolds. Diffeomorphisms are the isomorphisms beetween differentiable manifolds but not necessarily between Riemannian ones, where in addition to being a diffeomorphism they must also keep the metric the same to be an isomorphism.

Last time I checked, the defining property of a (##C_\infty##) diffeomorphism is that it is an invertible smooth map between two manifolds with a smooth inverse? That makes no reference whatsoever to the metric tensor, only to the topological and smooth structure of the manifolds.
 
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  • #46
Exactly, and the diffeomorphisms are precisely the isomorphisms of differentiable manifolds without additional structure.

If you have a (pseudo-)Riemannian manifold only those diffeomorphisms that keep the fundamental form, or (pseudo-)metric, invariant are isomorphisms. That's because a (pseudo-)Riemannian manifold has the fundamental form as additional defining structure.

A simpler analogon are, e.g., real finite-dimensional vector spaces. The plane vanilla ##d##-dimensional vector spaces are all equivalent with all invertible linear maps as isomorphisms (they form the general linear group ##\mathrm{GL}(d,\mathbb{R})##. If you define a fundamental form (i.e., a non-degenerate bilinear form) on it you have a (pseudo-)Euclidean space, and only those invertible linear maps are isomorphisms that leave the fundamental form unchanged, which reduces the group to ##\mathrm{O}(n_1,n_2)##, where ##n_1+n_2=d## denotes the signature of the fundamental form. If on top you define an orientation on the vector space the isomorphisms are the ##\mathrm{SO}(n_1,n_2)## transformations, i.e., those with positive determinant and so on. In other words, the more "extra structure" you impose on the vector space the smaller becomes the set (in this case forming groups with composition as group product) of isomorphisms.
 
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  • #47
haushofer said:
I have to think more about this whole dragging along thing

Have you had any further thoughts on this? I'm still a bit confused about the whole thing if I'm honest.
 
  • #48
If you were a bit more specific, we might be able to help you.

If you want to stick to a coordinate point of view, isometries are those non-trivial 'coordinate transformations' that don't change the appearance of the ##g_{\mu \nu}##, while more general 'diffeomorphisms' might look like they change these functions, but actually it's just a reformulation of the theory. I used the parantheses to indicate that the statement is not really mathematically correct, but I though it might help you to get on the right track.
 
  • #49
Frank Castle said:
Have you had any further thoughts on this? I'm still a bit confused about the whole thing if I'm honest.
Everything follows from the interpretation of a diffeomorphism on the metric; this is just a Lie-derivative, and the action of a diff. on the Einstein tensor is just a Lie derivative of the Einstein tensor. So you should stick to the metric, and the dragging along interpretation of the Lie derivative on a tensor can be found in any decent textbook, e.g. Zee or Carroll. The appendix of Wald covers the notion between passive and active coordinate transformations, if you like to open up that gate to hell also. The confusion arises when you see the metric as just another field, which can be dragged along with respect to the spacetime points. Well, that's wrong: these points don't have any meaning without the metric. So 'decoupling' the metric from spacetime and dragging the metric along with respect to spacetime points does not have any meaning at all if you haven't fixed your coordinate system. Only after the metric has been introduced you can interpret spacetime points and their corresponding coordinates.

Once you have done this and fixed your coordinates, the dragging along of the metric does tell you something: it gives you the isometries of the spacetime in the particular coordinate system.

Hope this helps.
 
  • #50
Well, as Wald emphasizes, it's "philosophically differerent" whether you interpret a diffeomorphism as active or passive, but mathematically and physically it's equivalent. That answers the question, why there is so much confusion about "active" vs. "passive". It's only a philosophical confusion!
 
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  • #51
Geometry_dude said:
If you want to stick to a coordinate point of view, isometries are those non-trivial 'coordinate transformations' that don't change the appearance of the gμνg_{\mu \nu}, while more general 'diffeomorphisms' might look like they change these functions, but actually it's just a reformulation of the theory. I used the parantheses to indicate that the statement is not really mathematically correct, but I though it might help you to get on the right track.

In what sense is the statement mathematically incorrect?
To be honest, I think the set of notes that I read (http://web.mit.edu/edbert/GR/gr5.pdf) really threw a spanner in the works for me. It has confused me about the difference between a diffeomorphism and a general coordinate transformation. Are they mathematically and physically equivalent (just philosophically different)? Is the Einstein-Hilbert automatically diffeomorphism invariant by virtue of the fact that it is invariant under general coordinate transformations?
 
  • #52
Yes. Numerically, a general coordinate transfo brings you from a tensor T(x) to T'(x'). Given T'(x') you can reset the coordinates' value giving you T'(x). Comparing this with T(x) is exactly what you do if you interpret the gct actively, giving you Lie derivatives.

Note that infinitesimal coordinate transfo's are often used synonymous with the action of Lie derivatives.
 
  • #53
haushofer said:
Yes. Numerically, a general coordinate transfo brings you from a tensor T(x) to T'(x'). Given T'(x') you can reset the coordinates' value giving you T'(x). Comparing this with T(x) is exactly what you do if you interpret the gct actively, giving you Lie derivatives.

Note that infinitesimal coordinate transfo's are often used synonymous with the action of Lie derivatives.

Ah ok, so in the notes that I linked to, is the author simply interpreting a diffeomorphism as a combination of a mapping ##p\mapsto\phi(p)=q## (such that in coordinates ##x^{\mu}(p)\mapsto y^{\mu}(q)=(\phi^{\ast}x)^{\mu}(p)##), and a coordinate transformation ##y^{\mu}\mapsto x'^{\mu}##, such that the points ##p\in M## on the manifold are moved around, but the coordinates are not, i.e. the coordinates of ##q=\phi(p)## are the same ##q##, ##x'^{\mu}(q)=x^{\mu}(p)##. Is this what the author is getting at when they claim that under an active coordinate transformation ##d^{4}x## is invariant, but ##\sqrt{-g}## is not?
 
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  • #54
haushofer said:
Yes. Numerically, a general coordinate transfo brings you from a tensor T(x) to T'(x'). Given T'(x') you can reset the coordinates' value giving you T'(x). Comparing this with T(x) is exactly what you do if you interpret the gct actively, giving you Lie derivatives.

Note that infinitesimal coordinate transfo's are often used synonymous with the action of Lie derivatives.
No, a coordinate transformation doesn't change your tensors at all. That's the key to tensor analysis! It's basis independent!
 
  • #55
vanhees71 said:
No, a coordinate transformation doesn't change your tensors at all. That's the key to tensor analysis! It's basis independent!

But the components of a tensor will change, right (i.e. ##T^{\mu\nu}(x)\rightarrow T'^{\mu\nu}(x')##).
 
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  • #56
vanhees71 said:
No, a coordinate transformation doesn't change your tensors at all. That's the key to tensor analysis! It's basis independent!
The components do change. That's what I was implying in my shorthand notation and I'm assuming that in this discussion this basic fact about tensors is clear to anyone.

By the way, in the common language of "infinitesimal coordinate transformation" a tensor does change; it is synonymous to the Lie derivative of the tensor. That's why I was also warning the TS for the different usages of the terminology.
 
  • #57
Frank Castle said:
But the components of a tensor will change, right (i.e. ##T^{\mu\nu}(x)\rightarrow T'^{\mu\nu}(x')##).
Yes.
 
  • #58
haushofer said:
Yes.

Cool, that's what I thought. Is any of what I wrote in my previous post #53 correct at all?
 
  • #59
Frank Castle said:
Ah ok, so in the notes that I linked to, is the author simply interpreting a diffeomorphism as a combination of a mapping ##p\mapsto\phi(p)=q## (such that in coordinates ##x^{\mu}(p)\mapsto y^{\mu}(q)=(\phi^{\ast}x)^{\mu}(p)##), and a coordinate transformation ##y^{\mu}\mapsto x'^{\mu}##, such that the points ##p\in M## on the manifold are moved around, but the coordinates are not, i.e. the coordinates of ##q=\phi(p)## are the same ##q##, ##x'^{\mu}(q)=x^{\mu}(p)##. Is this what the author is getting at when they claim that under an active coordinate transformation ##d^{4}x## is invariant, but ##\sqrt{-g}## is not?
As far as I can tell, that author uses the word coordinate transformation for T(x) --> T'(x'), as is common, and "diffeomorphism" for what I would call T(x) --> T'(x), so a coordinate transformation with the coordinate x' set back to x . See the last few lines on page 9: "the volume element is invariant under a coordinate transformation but not under a diffeomorphism". I read "invariant" as "scalar".
 
  • #60
Frank Castle said:
Cool, that's what I thought. Is any of what I wrote in my previous post #53 correct at all?
I think it does; see also Wald's discussion in his appendix on active v.s. passive.
 

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