Heavy/Light Holes, what of Electrons?

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Discussion Overview

The discussion revolves around the concepts of heavy and light holes in the context of semiconductor physics, specifically focusing on their effective masses and the potential existence of analogous concepts for electrons in conduction bands. Participants explore the reasons behind the differences in effective masses and the implications for band structure in materials like GaAs.

Discussion Character

  • Exploratory
  • Technical explanation
  • Conceptual clarification
  • Debate/contested

Main Points Raised

  • Some participants note that heavy and light holes arise from differences in curvature and effective mass due to anisotropy in the crystal structure, leading to lifted degeneracy.
  • Others mention that electrons in various bands are quasiparticles with different effective masses, with some superconductors exhibiting effective masses significantly greater than the bare electron mass.
  • A question is raised about whether there is an analogy in the conduction band to the degeneracy lifting observed in the valence band, with some suggesting that the differences in effective mass may not necessarily indicate degeneracy lifting.
  • One participant explains that the valence band states in III-V semiconductors are primarily p-type, leading to the formation of heavy and light holes, while the conduction band states are primarily s-type, which limits the existence of similar heavy/light states for electrons.
  • Another participant expresses curiosity about the background knowledge of the original poster, indicating that the question is common among those studying semiconductor physics.

Areas of Agreement / Disagreement

Participants express differing views on the existence of heavy/light states in conduction bands, with some suggesting that such states are not typically present due to the nature of the underlying electron states. The discussion remains unresolved regarding the analogy between valence and conduction bands.

Contextual Notes

The discussion highlights the dependence on specific material properties and the limitations of standard semiconductor models, particularly in relation to the angular momentum of the states involved.

Who May Find This Useful

This discussion may be of interest to students and researchers in semiconductor physics, condensed matter physics, and materials science, particularly those exploring band structure and effective mass concepts.

jeffbarrington
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So some materials have sub-bands of the valence band, known as heavy and light holes (they have different curvature so different effective masses, this I understand). Sources seem to give different reasons for this, either because of anistropy in the crystal or some sort of coupling effect, but suffice to say the degeneracy is lifted, somehow.

What about the conduction bands? I have never seen anybody talk about 'heavy' or 'light' electrons (save for people talking about muons or hypothesising about some less-massive version of an electron - but that's particle physics and completely different).

Why aren't there sub-bands of the conduction band? Or can there be such a thing, and I just haven't looked hard enough?
 
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Most of the electrons in various bands are quasiparticles, and they certainly have different effective masses than the bare electrons. In fact, some of the ruthenates superconductors have effective masses hundreds of times the bare mass. They are not called “heavy-fermion superconductors” for nothing.Zz.
 
ZapperZ said:
Most of the electrons in various bands are quasiparticles, and they certainly have different effective masses than the bare electrons. In fact, some of the ruthenates superconductors have effective masses hundreds of times the bare mass. They are not called “heavy-fermion superconductors” for nothing.Zz.

Does that mean to say there is a lifting of degeneracy though? I know the effective mass of an electron is different to an actual electron mass, but is there an analogy in the conduction band to the degeneracy lifting in the valence band? I suppose there is an infinity of bands at ever higher energies, but from my limited understanding the separation between the 'heavy hole' and 'light hole' bands is something different.

Thanks
 
jeffbarrington said:
Does that mean to say there is a lifting of degeneracy though? I know the effective mass of an electron is different to an actual electron mass, but is there an analogy in the conduction band to the degeneracy lifting in the valence band? I suppose there is an infinity of bands at ever higher energies, but from my limited understanding the separation between the 'heavy hole' and 'light hole' bands is something different.

Thanks

Is this due to "degeneracy" or due to those holes being in different bands?

In those "spaghetti" band structures, one can see that, even at the same binding energy, different bands may have different curvatures, resulting in different effective mass. I don't consider this to be an issue of degeneracy.

Zz.
 
It would help to know your background. It seems to me that you are coming from a semiconductor physics background (or learning from a book with a focus on semiconductor physics) because this question often arises in the context of semiconductors, especially direct gap III-V semiconductors such as the "standard" material GaAs.

If you have a look at the states, which make up the valence band, you will find that for most III-V semiconductors the outmost valence band electrons can be traced back to p-type orbitals, which already sets the angular momentum you need to consider (L=1). Considering total angular momentum (J=L+S), this means that you have two possibilities for total angular momentum: |J|=3/2 and |J|=1/2. The latter carriers will form the spin-off band. It is shifted away from the other bands due to spin-orbit effects. The ones with |J|=3/2 have 4 possible J_z components: +/- 1/2 and +/- 3/2. The states with z-projection 3/2 form the heavy hole band. The ones with z-projection 1/2 form the light holes. If you have a look at the conduction band, you will find that the underlying electron states are primarily s-type for most semiconductors (L=0). This means that you have only one possible value for |J| and therefore no heavy/light/split-off conduction band states. This would be different if you had a material, where the conduction band is mostly p-like (or some other higher angular momentum), but for standard semiconductors, you will only find few exceptions to the p-like valence band/s-like conduction band scheme.

Considering all materials out there, this configuration is of course by far not the only one possible, but many semiconductor textbooks do not even include other cases - this is why I am asking about your background.
 
Cthugha said:
It would help to know your background. It seems to me that you are coming from a semiconductor physics background (or learning from a book with a focus on semiconductor physics) because this question often arises in the context of semiconductors, especially direct gap III-V semiconductors such as the "standard" material GaAs.

If you have a look at the states, which make up the valence band, you will find that for most III-V semiconductors the outmost valence band electrons can be traced back to p-type orbitals, which already sets the angular momentum you need to consider (L=1). Considering total angular momentum (J=L+S), this means that you have two possibilities for total angular momentum: |J|=3/2 and |J|=1/2. The latter carriers will form the spin-off band. It is shifted away from the other bands due to spin-orbit effects. The ones with |J|=3/2 have 4 possible J_z components: +/- 1/2 and +/- 3/2. The states with z-projection 3/2 form the heavy hole band. The ones with z-projection 1/2 form the light holes. If you have a look at the conduction band, you will find that the underlying electron states are primarily s-type for most semiconductors (L=0). This means that you have only one possible value for |J| and therefore no heavy/light/split-off conduction band states. This would be different if you had a material, where the conduction band is mostly p-like (or some other higher angular momentum), but for standard semiconductors, you will only find few exceptions to the p-like valence band/s-like conduction band scheme.

Considering all materials out there, this configuration is of course by far not the only one possible, but many semiconductor textbooks do not even include other cases - this is why I am asking about your background.

Ah thanks, I began to suspect I might have been learning about GaAs specifically. I've done a year of undergraduate condensed matter physics plus almost another year, and this heavy/light hole stuff came up when we started photonics.
 

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