Chemical potential of an atom in a compound that is not in equilibrium

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SUMMARY

The chemical potential of an element in a compound such as LLZO (La₃Li₇Zr₂O₁₂) cannot be uniquely extracted from a single VASP DFT calculation as a single-valued number. Instead, chemical potentials are reported as ranges constrained by thermodynamic stability conditions and phase equilibria with competing compounds. For pure elements like BCC Li metal, the chemical potential is well-defined as the total energy per atom, representing the Li-rich limit. Multicomponent compounds require considering formation enthalpy and phase stability, preventing direct assignment of unique elemental chemical potentials from one DFT run. Literature and thermodynamic frameworks confirm that elemental chemical potentials inside compounds are inherently non-unique and must be treated as ranges rather than fixed values.

PREREQUISITES

  • Density Functional Theory (DFT) calculations using VASP
  • Thermodynamic stability and phase diagram analysis of multicomponent systems
  • Concept of chemical potential and formation enthalpy in solid-state chemistry
  • Understanding of exchange-correlation functionals, including hybrid functionals like B3LYP

NEXT STEPS

  • Study thermodynamic phase stability constraints and chemical potential ranges in multicomponent oxides
  • Explore VASP output and post-processing tools for formation enthalpy and phase stability analysis
  • Review literature on chemical potential determination in complex solid electrolytes such as LLZO
  • Investigate hybrid functional implementations in DFT to improve accuracy of chemical potential calculations

USEFUL FOR

Materials scientists, computational chemists, and solid-state physicists performing DFT calculations on multicomponent compounds, especially those studying chemical potentials, phase stability, and defect chemistry in solid electrolytes like LLZO. This discussion benefits researchers seeking to understand the limitations of extracting elemental chemical potentials directly from single DFT calculations using VASP.

mdtsakir
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TL;DR
Can a single, well-defined elemental chemical potential be directly obtained from a compound DFT calculation in VASP?
While reading DFT literature, I often see the chemical potential of an element described as its reference energy, typically taken from a bulk phase. For example, in BCC Li metal containing 128 atoms, the chemical potential of Li is commonly taken as the total energy divided by 128, which corresponds to the Li-rich limit.

However, for multicomponent compounds such as LLZO (La₃Li₇Zr₂O₁₂), papers usually report a range of allowed chemical potentials for each element. These ranges are determined by thermodynamic stability constraints: the chemical potentials must sum to the total energy (or formation enthalpy) of LLZO and also satisfy phase stability conditions against competing compounds.

My question is more fundamental. In a single VASP calculation of a compound, does VASP internally assign an energy to each atom that sums to the total energy of the system? In other words, is there a way to directly extract a unique chemical potential for a specific element in a compound from one DFT calculation, without invoking rich/poor limits or stability ranges? In Li metal, we effectively obtain a single chemical potential because it serves as its own reservoir. Is there any analogous way to obtain a single-valued chemical potential for Li (or any element) inside a compound from DFT, so that I can use that single number in further analysis (for example, when discussing related properties such as Fermi level alignment), instead of working with a range?
 
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mdtsakir said:
TL;DR: Can a single, well-defined elemental chemical potential be directly obtained from a compound DFT calculation in VASP?

While reading DFT literature, I often see the chemical potential of an element described as its reference energy, typically taken from a bulk phase. For example, in BCC Li metal containing 128 atoms, the chemical potential of Li is commonly taken as the total energy divided by 128, which corresponds to the Li-rich limit.
That would seem to work for a metal, especially a pure metal of which one gives an example. It might work for a binary (2-element) compound, but it may not work for ternary, quaternary or higher order compounds.

I see LLZO also written as Li₇La₃Zr₂O₁₂, which is a complex system.

mdtsakir said:
TL;DR: Can a single, well-defined elemental chemical potential be directly obtained from a compound DFT calculation in VASP?

papers usually report a range of allowed chemical potentials for each element. These ranges are determined by thermodynamic stability constraints: the chemical potentials must sum to the total energy (or formation enthalpy) of LLZO and also satisfy phase stability conditions against competing compounds.
Does one have examples of such papers? Does the range reflect uncertainties, or different exchange correlations? Or does the range of chemical potential values relate to polymorphs/polytypes? Stoichiometry is another possibility, as is the presence of impurities and imperfections.

Hybrid functionals are a class of approximations to the exchangecorrelation energy functional in density functional theory (DFT) that incorporate a portion of exact exchange from Hartree–Fock theory with the rest of the exchange–correlation energy from other sources (ab initio or empirical). The exact exchange energy functional is expressed in terms of the Kohn–Sham orbitals rather than the density, so is termed an implicit density functional. One of the most commonly used versions is B3LYP, which stands for "Becke, 3-parameter, Lee–YangParr".
Ref: https://en.wikipedia.org/wiki/Hybrid_functionals

Principal component analysis enables the design of deep learning potential precisely capturing LLZO phase transitions
https://www.nature.com/articles/s41524-024-01240-7

In looking for examples in the literature that might partially answer one's question, I found the following:
Reproducibility in density-functional theory calculations of solids.
https://backend.orbit.dtu.dk/ws/fil..._functional_theory_calculations_of_solids.pdf

Elastic Properties of the Solid Electrolyte Li₇La₃Zr₂O₁₂ (LLZO)
https://pubs.acs.org/doi/10.1021/acs.chemmater.5b03854

Looking at the individual cations, Li, La, Zr, they prefer compounds with O: Li20, La2O3, ZrO2, so there are possibly polytypes. With Li, Zr and O, one obtains lithium zirconate, Li2ZrO3 <=> Li2O + ZrO2. Similarly, for lithium pentaaluminate, LiAl5O8 <=> LiAlO2 + 2 Al2O3.

This thesis might be of interest - https://web.ornl.gov/~kentpr/thesis/Thesis.html

I have not used VASP or performed DFT, but I have had colleagues do such calculations on different materials, and I am families with some issues. It is an area of interest from the standpoint of the influence of radiation (and ionization) on the chemical potential of solids.
 
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