Is band structure in semiconductors symmetrical with respect to k?

Click For Summary

Discussion Overview

The discussion centers on the symmetry of band structure in semiconductors with respect to the wave vector k, specifically whether E(k) equals E(-k) in the absence of external fields. Participants explore various conditions under which this symmetry may or may not hold, including the roles of inversion symmetry and time reversal symmetry.

Discussion Character

  • Debate/contested
  • Technical explanation
  • Conceptual clarification

Main Points Raised

  • Some participants propose that band structures are generally symmetric with respect to k, suggesting E(k) = E(-k) holds true.
  • Others argue that this symmetry is not universal, citing examples like graphene and strongly interacting materials where the dispersion relation is not quadratic.
  • It is noted that the symmetry may depend on the presence of time reversal and inversion symmetries, with some participants asserting that both are necessary for E(k) = E(-k) to hold.
  • A later reply questions whether both symmetries are required or if one suffices for the symmetry in band structure.
  • Some participants clarify that the band structure reflects the symmetry of the crystal's point group and that external magnetic fields can break inversion symmetry, affecting the band structure.
  • There are claims that E(k) = E(-k) can hold even without inversion symmetry, based on the properties of Bloch wavefunctions and the Schrödinger equation.
  • Discussion includes the implications of Kramer's degeneracy in time reversal symmetric systems and its relevance to band structure features.
  • Some participants emphasize that for systems with inversion symmetry, electrons moving in opposite directions experience the same environment, suggesting E(k) = E(-k) may hold regardless of time reversal symmetry.
  • Counterarguments are presented regarding the conditions under which E(k) = E(-k) may fail, particularly in the absence of inversion symmetry.
  • Examples from specific semiconductor materials, such as GaAs and InP, are mentioned to illustrate cases where the band structure is symmetric despite lacking inversion symmetry.

Areas of Agreement / Disagreement

Participants express multiple competing views regarding the conditions necessary for E(k) = E(-k), with no consensus reached on whether inversion symmetry, time reversal symmetry, or both are required. The discussion remains unresolved with respect to the generality of the symmetry in band structures.

Contextual Notes

Limitations include the dependence on specific material properties and the potential for differing interpretations of symmetry in the context of various physical models. Some mathematical steps and assumptions regarding the symmetry conditions remain unresolved.

hokhani
Messages
601
Reaction score
22
Do any band structure (in absence of any external field) in general, is symmetric with respect to k? In other words, do we always have E(k)=E(-k).
 
Physics news on Phys.org
Energy is a quadratic function of k, so it should be symmetric with respect to inversion.
In general, the properties of the crystal reflect the symmetry of the crystal.
 
Henryk said:
Energy is a quadratic function of k.
Your statement is not true in general.
 
Graphene and a lot of other materials are definitely not quadratic, they are linear and have relativistic dispersion. Strongly interacting Kondo and Mott insulators also have strange this going on.

In regards to your statement, it is true if you have time reversal and inversion symmetries.
 
This symmetry is often broken when either external magnetic fields are present or there is an interaction with internal magnetic fields, e.g. spin orbit coupling in ferromagnetic materials. As radium mentioned, in these materials time reversal symmetry may be broken (inversion symmetry has to be broken, too).
 
radium said:
In regards to your statement, it is true if you have time reversal and inversion symmetries.
By this statement do you mean that to have E(k)=E(-k), both "time reversal and inversion symmetry" are necessary or one of them suffices?
 
The band structure has the symmetry of the crystal's point group. So if the crystal has inversion symmetry (including all applied fields), then so does the band structure.

The band structure is the Fourier transform of the real space energy landscape. If the real space energy is, well, real, then E(-k) should be the complex conjugate of E(k). So again, if E(k) is real, then E(k) should always be the same as E(-k), even in the absence of inversion symmetry.

BTW, and counter intuitively, a magnetic field does not break inversion symmetry. L = r x p is even under inversion as both r and p are odd. An electric field, on the other hand, does break inversion symmetry.
 
hokhani, my apology,
I meant the kinetic energy is a quadratic function of momentum operator. Of course energy is not a quadratic function of k, we wouldn't have band structure if it was.

Now, a few comments.
Time reversal symmetry is the property of Schrödinger equation but band structure is the result of solution of time-independent equation. Time reversal has nothing to do with it.

The subject of E(k) = E(-k) kind of intrigued me. It has been a few years since I left grad school.
Definitely, if there is inversion symmetry, the above is true. However, when I looked at my textbook it appeared that inversion symmetry is not necessary. I'm going to attempt to prove it.
Suppose, we have a Bloch wavefunction ##\psi _k(r) = e^{ikr} \phi (r) ## corresponding to energy E. Then, this wavefunction satisfies Shrodinger equation
$$ - \frac {\hbar^2}{2m} \nabla ^2 \psi _k (r) + U(r) \psi _k (r) = E \psi _k (r)$$
Now, we can simply take a complex conjugate of the above equation !
The complex conjugate of ## \psi _k(r) ## is ## \psi _{-k}(r) ##, U(r) and E are real, then this gives us immediately
$$ - \frac {\hbar^2}{2m} \nabla ^2 \psi _{-k} (r) + U(r) \psi _{-k} (r) = E \psi _{-k} (r)$$
with the same energy and opposite momentum

I guess you don't need space inversion symmetry neither time reversal symmetry
 
Time reversal has a LOT to do with band structure. Kramer's degeneracy says that if you have a time reversal symmetric system with an odd number of electrons you will always have at least a two fold degeneracy. These degeneracies at time reversal symmetric points in the Brillouin zone are called Kramer's pairs. In states like QSHE or 3D TIs time reversal symmetry is what is causing a very important feature in the band structure. If you have a finite system you will have gapless edge states which cannot be removed with perturbations that do not break time reversal.
 
  • #10
Henryk said:
Suppose, we have a Bloch wavefunction ##\psi _k(r) = e^{ikr} \phi (r) ## corresponding to energy E.
Now, we can simply take a complex conjugate of the above equation !
The complex conjugate of ## \psi _k(r) ## is ## \psi _{-k}(r) ##,
##(\psi _k(r) = e^{ikr} \phi_k (r))^*=e^{-ikr}\phi_k^*(r) ##. This only equals ##\psi_{-k}(r)## if ##\phi_k^*=\phi_{-k}##. The other point is that in the presence of spin orbit interaction or magnetic fields, U may not be real because the spin matrix ##\sigma_y## is imaginary.
 
  • #11
I think at systems with inversion symmetry, an electron moving towards one direction see the same environment as the electron moving in the opposite direction. Therefore it seems E(k)=E(-k) to be held regardless of whether the time reversal exists or not.
 
Last edited:
  • #12
hokhani said:
I think at systems with inversion symmetry, an electron moving towards one direction see the same environment as the electron moving in the opposite direction. Therefore it seems E(k)=E(-k) to be held regardless of whether the time reversal exists or not.
Of course, but we already said that E(k)=E(-k) may fail to hold if there is no inversion symmetry.
 
  • #13
E(k)=E(-k) irrespective of inversion symmetry. This follows directly from the Bloch wave solution to Schrödinger’s equation. (Which is implicitly time-reversible.)

Most of the III-V and II-VI compound semiconductors have the face centred cubic zinc blende structure (bar-4 3 m space group) and are therefore not centrosymmetric but they most definitely do have symmetrical (with respect to k) band structure. Look up the band structure of GaAs or InP, for example.

In fact, because of this symmetry, it is common practice to plot the band structure along two different crystallographic directions in the same diagram. (Commonly for FCC semiconductors one sees <100> and <111> plotted.) It is implicit in such plots that the -k half of the plot is of no interest because it is a mirror image of the +k half.

Google “GaAs band structure” to see many examples.

As a corollary, remember that E is periodic in k and when we plot the band structure, we are implicitly folding the (infinitely repeating) E-vs-k dispersion diagram down into just the first Brillouin zone. If E(k) did not equal E(-k) there would be discontinuities in the “unfolded” dispersion relation, which would be unphysical.
 
  • Like
Likes   Reactions: Greg Bernhardt

Similar threads

  • · Replies 4 ·
Replies
4
Views
3K
  • · Replies 2 ·
Replies
2
Views
2K
  • · Replies 6 ·
Replies
6
Views
3K
  • · Replies 2 ·
Replies
2
Views
2K
  • · Replies 5 ·
Replies
5
Views
6K
  • · Replies 2 ·
Replies
2
Views
2K
  • · Replies 4 ·
Replies
4
Views
3K
  • · Replies 1 ·
Replies
1
Views
2K
  • · Replies 2 ·
Replies
2
Views
2K
Replies
1
Views
3K