How to evaluate the strain-induced change in reciprocal space?

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Discussion Overview

The discussion revolves around evaluating the strain-induced changes in reciprocal space, particularly in the context of crystal structures. Participants explore the mathematical transformations involved and reference existing literature, including a specific paper by Neto and colleagues.

Discussion Character

  • Exploratory
  • Technical explanation
  • Debate/contested
  • Mathematical reasoning

Main Points Raised

  • One participant presents a formula for strain-induced change in real space and questions how to evaluate similar changes in reciprocal space, specifically at high-symmetry points in quasi-momentum space.
  • Another participant discusses the transformation of basis vectors and introduces a matrix representation for the transformation, suggesting a method to relate reciprocal vectors in different bases.
  • There is a query about the meaning of indices h and k, which is confirmed to refer to Miller indices.
  • One participant expresses difficulty in recovering results from Neto's work using the proposed method and mentions being stuck on the problem for an extended period.
  • Another participant elaborates on the change of basis from orthogonal to hexagonal systems, providing specific expressions for the basis vectors and discussing the implications for the strain-induced changes.
  • Clarifications are made regarding notation and potential misprints in earlier explanations, emphasizing the importance of correct vector representations in the context of the problem.

Areas of Agreement / Disagreement

Participants express differing views on the effectiveness of the proposed methods to recover Neto's results, indicating that the discussion remains unresolved with multiple competing approaches and interpretations presented.

Contextual Notes

Participants note limitations in the clarity of matrix representations and transformations, as well as potential misprints in earlier posts that may affect understanding but do not resolve the underlying mathematical challenges.

Who May Find This Useful

Researchers and students interested in crystallography, materials science, and the mathematical modeling of strain effects in crystal structures may find this discussion relevant.

PRB147
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In real space in crystal, strain-induced change can be written as follows:
[tex]{\bf r'}=(1+\epsilon)\cdot {\bf r}[/tex]
But there is no way to evaluate the strain-induced change in reciprocal space.
Can one calculate the strain-induced change in high-symmetry point in quasi-momentum space?
I check almost many books, I still can not find a way.
But Neto and his students had calculated a change in Eq.(11) in PRB Vol.80, 045401 (2009).
Would anyone here give a hint?

Thank you all!

Best wishes!
 
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PRB147 said:
In real space in crystal, strain-induced change can be written as follows:
[tex]{\mathbf r'}=(1+\epsilon)\cdot {\mathbf r}[/tex]
But there is no way to evaluate the strain-induced change in reciprocal space.
Can one calculate the strain-induced change in high-symmetry point in quasi-momentum space?
I check almost many books, I still can not find a way.
But Neto and his students had calculated a change in Eq.(11) in PRB Vol.80, 045401 (2009).
Would anyone here give a hint?

Thank you all!

Best wishes!

Let us denote the matrix: [tex]{\mathbf P}=(1+\epsilon)[/tex]. We consider that r is a column. Under the transformation P the basis vectors [tex]({\mathbf a}', {\mathbf b}')=({\mathbf a}, {\mathbf b}) {\mathbf P}[/tex]. Note, the rows. The new basis vectors will have appropriate reciprocal vectors
[itex]\begin{pmatrix} {\mathbf a}^*'\\ {\mathbf b}^*' \end{pmatrix}={\mathbf Q}\begin{pmatrix} {\mathbf a}^*\\ {\mathbf b}^* \end{pmatrix}[/itex],

where [itex]\mathbf Q={\mathbf P}^{-1}[/itex].

Now we are interested how an arbitrary reciprocal vector looks like in the old reciprocal basis, but this is simply changing

a* -> a* h
b* -> b* k

in the above formula.

About the transformation in crystallography have a look in:
International Tables for Crystallography (2006). Vol. A, Chapter 5.1, pp. 78–85.
 
Thank you very much, read, I will learn your explanation step by step.
By the way, the meaning of h and k is the Miller indices?
 
Last edited:
PRB147 said:
By the way, the meaning of h and k is the Miller indices?

Yes it is.
 
Using this method, the Neto's result can not be recovered.
I am stuck in this problem for one month.
 
PRB147 said:
Using this method, the Neto's result can not be recovered.
I am stuck in this problem for one month.

There are two things here.

(i) The change of the basis from the orthogonal to the hexagonal one. Unfortunately, they do not give the matrix explicitly, but from the Fig.2 one can infers that:

A1=1/2 a1 + sqrt(3)/2 a2
B1=-1/2 a1 + sqrt(3)/2 a2,

where a1,a2 - orth. basis, A1,B1 - hexagonal. Actually this is not correct from the hex-symmetry but this is the way they used... (correct way would be to use \delta_1 and \delta_2 as a1 and a2). This matrix written by columns, as I explained before, I call P.

(i) The strain induced change of the lattice given in orth. a1,a2 system (1+e) where e is symmetric matrix with elements e11, e22 and e12.

Now you make a product (1+e) P, and then make the inverse matrix of the product. This matrix I call Q-matrix. The reciprocal lattice b1 and b2 are given by the Q-matrix elements as b1=(Q11,Q12),... in the orthogonal basis. I have got

b1= 1-e11 -e12/sqrt(3)
b2= 1//sqrt(3)- e22/sqrt(3)-e12

that corresponds to their formulas
 
read said:
A1=1/2 a1 + sqrt(3)/2 a2
B1=-1/2 a1 + sqrt(3)/2 a2,

where a1,a2 - orth. basis, A1,B1 - hexagonal. Actually this is not correct from the hex-

sorry, I have made a couple of misprints in my explanations with the basis vector notations (they does not affect the solution).

hex-notations: instead of B1 should be A2. Letters "b" stand for the reciprocal state basis vectors in this paper...

symmetry but this is the way they used... (correct way would be to use \delta_1 and \delta_2 as a1 and a2). This matrix written by columns, as I explained before, I call P.
again... instead of "a1 and a2" should be "A1 and A2", i.e I meant hex-basis
 
Thank you very much! Read, Happy New year!
With my Best Wishes!
 

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