Large diffeomorphisms in general relativity

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Discussion Overview

The discussion revolves around the concept of "large diffeomorphisms" in general relativity (GR), particularly in relation to Dehn twists on a 2-torus and their implications for diffeomorphism invariance in GR. Participants explore the nature of diffeomorphisms, topology changes, and the potential relevance of these concepts in higher dimensions and in the context of spacetime structure.

Discussion Character

  • Exploratory
  • Debate/contested
  • Technical explanation
  • Conceptual clarification

Main Points Raised

  • Some participants discuss the properties of Dehn twists, noting that using an arbitrary angle results in a transformation that is not a diffeomorphism due to neighboring points not being preserved, while a multiple of 360° results in a diffeomorphism.
  • There is a question about whether the non-diffeomorphic case can be generated dynamically in GR or if there are "diffeomorphic superselection sectors."
  • Participants debate the implications of topology changes and whether such changes can be considered diffeomorphisms, with some arguing that changing how coordinate patches are glued together produces different manifolds.
  • One participant proposes that the 'large' aspect of diffeomorphisms may be an artifact, suggesting that under certain conditions, large diffeomorphisms could be recast as ordinary diffeomorphisms.
  • Another participant highlights the significance of winding numbers in relation to Dehn twists, arguing that these transformations are not merely artifacts but have distinct implications for the topology of the torus.
  • There is mention of the historical context of Dehn twists in string theory and speculation about their relevance in higher dimensions, particularly in relation to the topology of spacetime.
  • Participants discuss the challenges of integrating discrete symmetries into GR and the complexities surrounding the interpretation of general covariance, with differing views on its significance.
  • Some express that the relationship between the topology of the manifold and the topology of the diffeomorphism group complicates the understanding of large diffeomorphisms.

Areas of Agreement / Disagreement

Participants express differing views on the nature and implications of large diffeomorphisms, with no consensus reached on whether they can be considered equivalent to ordinary diffeomorphisms or how they relate to the structure of spacetime in GR.

Contextual Notes

There are unresolved questions regarding the assumptions underlying the definitions of diffeomorphisms and the implications of topology changes. The discussion also touches on the historical and theoretical complexities surrounding general covariance in GR.

tom.stoer
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"Large" diffeomorphisms in general relativity

We had a discussion regarding "large diffeomorphisms" in a different thread but it think we should ask this question here.

For a 2-torus there are the so-called "Dehn twists"; a Dehn twist is generated via cutting the 2-torus, rotating one of the two generated circles by some angle theta and gluing the two circles together again.

Two things are interesting:

A) using an arbitrary angle theta this is not a homeomorphism (and therefore not a diffeomorphisms either) as neigboured points are not mapped to neighboured points. Nevertheless the torus is mapped to a torus.

B) using an angle theta which is amultiple of 360° this is a diffeomorphism, but it seems that it should be called a "large" diffeomorphism as the two ccordinate systems are not transformed into each other via l"local" deformations.

Now in GR we expect everything to be invariant regarding diffeomorphisms. The Dehn twist is a rather simple example but one can easily construct similar transformations in higher dimensional spaces.

Questions:

In the case A) the twist is not a diffeomorphism, therefore we need not expect invariance; but can this case A) be generated via dynamics in GR? Or are there "diffeomorphic superselection sectors"?

In the case B) we have a diffeomorphism, but nevertheless it seems that there is a discrete structure regarding the different N*360° rotations labelling "different" (but diffeomorphic) tori. Again: are such "different" but diffeomorphic manifolds of any relevance.

General question: is there some topology of the diffeomorphism group in n dimensions which is related to these Dehn twists and other "lagre diffeomorphisms" in higher dimensions?

Thanks
Tom
 
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Tom, could you provide a link to the thread where the notion of large diffeomorphisms was developed?

Suppose I take the unit square in the (x,y) plane and glue opposite edges together so that it makes a torus. Then anything of the form (x,y)->(f(x,y),y) is a diffeomorphism if f is smooth, 1-1, and onto.

It seems to me that you are arbitrarily singling out some specific y0 and talking about the properties of f at y0, but why is that interesting?

In other words, when you describe a diffeomorphism in terms of gluing, you're implicitly assuming that in areas away from the cut-and-glue line, we distort the torus in some smooth way -- but if I only provided you with information on the distortions (the diffeomorphism itself), I don't see how you would even know where the cut-and-glue line was.

-Ben
 


We didn't develop that anywhere else. I am discussing this just here. Perhaps this will help: http://en.wikipedia.org/wiki/Dehn_twist

Looking at the torus in the (x,y) plane I take one y0 where I (Dehn :-) define the cut and the twist. But the y0 is arbitrary and after the gluing it is no longer visible. Any other y1 would do as well, it wouldn't affect the result of the gluing, neither the torus nor the curves on the torus.

And please keep in mind that this is just one simple example in low dimensions. I think you can do something like that for arbitrary n-tori and possibly other compact manifolds.
 


But at the cut and glue line, you are making points into neighbors that weren't before? I don't really know the rules of diffeomorphisms versus coordinate transforms, but is topology change really a diffeomorphism (e.g. Ben's example is a topology change)? Certainly, changing how you glue coordinate patches together produces different manifolds. Is diffeomorphism meant to include substantively different manifolds?
 


PAllen said:
But at the cut and glue line, you are making points into neighbors that weren't before?
...
changing how you glue coordinate patches together produces different manifolds.
It depends; as I said in case A) where I allow for an arbitrary angle you are right, but in case B) where the angle of the twist is restricted to 360°*n the transformation is topology-preserving and is definitely a diffeomorphism. Le's focus on that case B) Can we say something regarding this "large" diffeomorphism?
 


tom.stoer said:
It depends; as I said in case A) where I allow for an arbitrary angle you are right, but in case B) where the angle of the twist is restricted to 360°*n the transformation is topology-preserving and is definitely a diffeomorphism. Le's focus on that case B) Can we say something regarding this "large" diffeomorphism?

In this case, it occurs to me that the 'large' aspect is an artifact. The same result could be achieved with no cut and glue. Just, a smooth, in place twist will have an identical result. Hypothesis (no proof): if we ban topology change and non-smooth transform, then every 'large' diffeormorphism (that qualifies as a diffeomorphism) can be recast as an ordinary diffeomorphism.
 


PAllen said:
In this case, it occurs to me that the 'large' aspect is an artifact. The same result could be achieved with no cut and glue.
If you look at a drawing of a torus and a closed curve C with winding numbers (m,n) = (1,0) according to the fundamental group Z² of the torus T², then you see that a Dehn twist with 360° changes this to (m,n') = (m,n+1) = (1,1), right?

Therefore this is not an artifact.
 


tom.stoer said:
If you look at a drawing of a torus and a closed curve C with winding numbers (m,n) = (1,0) according to the fundamental group Z² of the torus T², then you see that a Dehn twist with 360° changes this to (m,n') = (m,n+1) = (1,1), right?

Therefore this is not an artifact.

Ok, I see, very interesting. No matter how I define a smooth twisting without cut and re-attach, it won't change the winding number. On the other hand, a smooth point mapping function can achieve this. So the idea is to distinguish this type of diffeomorphism.
 
  • #10


PAllen said:
So the idea is to distinguish this type of diffeomorphism.
Yes, exactly. And not only that - the idea is to understand the physical meaning :-)

Origininally Dehn twists were studied in string theory (world sheet transformations); so my idea was that if these large diffs. exist in dim=2 they may also exist in dim=n (dim=4 especially) and they may play a role for the large scale structure / topology of spacetime. The T² case was only a warm-up.
 
  • #11


Thanks for the further information, Tom.

Something similar to this happens with discrete symmetries. For example, a closed FRW solution has a discrete symmetry under time-reversal. It seems to me that discrete symmetries don't integrate as cleanly into the structure of GR as they do into the structure of a subject like Newtonian mechanics or QFT, because there is not even a general way to define them. For example, a manifold describing a spacetime in GR may not even be time-orientable, so there may be no way to define a time-reversal operator.

This whole topic of how to physically interpret general covariance has a muddy and inconclusive history. There are arguments that general covariance is trivial. There are arguments that it's not. There are arguments that it's not the interesting notion to study, and the interesting notion is really something more like background independence.
 
  • #12


bcrowell said:
This whole topic of how to physically interpret general covariance has a muddy and inconclusive history. ... There are arguments that it's not the interesting notion to study, and the interesting notion is really something more like background independence.
For "small" diffeomorphisms it's rather clear (as long as you do try to quantize them :-) they are afaik local coordinate transformations. For "large" diffeomorphisms it becomes more complicated as one mixes the topology of the manifold with the topology of the diffeomorphism group. I studied similar aspects of quantum gauge theories where the topological structure of the gauge group (or bundle) plays a central role. There are rather well-known effects related to this topology (Aharonov-Bohm, instantons, ..., Gribov copies, ...)

But I haven't found similar studies (topological structure of the diffeomorphism group in n dimensions), neither in GR nor in QG. String theorists have studied the 2-dim. diff. invariance of the string world sheet, but this is very different from the target space (in addition the diff. group in 2 dim. is a very special case).

So basically it boils down to a better undersanding of the topological structure of the diffeomorphism group in n dimensions. Any further ideas?
 
  • #13


Which metrics can one twist? Just guessing, Minkowski seems ok, but how about if the manifold is geodesically incomplete like in the Schwarzschild or FRW solutions?
 
  • #14


bcrowell said:
This whole topic of how to physically interpret general covariance has a muddy and inconclusive history. There are arguments that general covariance is trivial. There are arguments that it's not. There are arguments that it's not the interesting notion to study, and the interesting notion is really something more like background independence.

Yes, there has been some confusion from the beguinning, starting with Einstein that mistakenly thought that General covariance was related to the General principle of relativity, but as experts in the field (like Michel Janssen or Norton,etc) have shown, the physical meaning of General covariane is actually the Equivalence principle, it is just the mathematical way to implement it. Interpreted this way is certainly not trivial.
There has been further confuson in posterior years because people with ulterior motives have tried to interpret general covariance as absolute freedom to change coordinates.
 
  • #15


Tom, connecting with your question about large diffeomorphism's physical meaning in GR, we could say that general covariance in the last sense I mentioned allow us to make all kinds of those large diffeomorphisms, gluing, twisting and patching without any concern for the topological structure implications of those changes that are certainly topologically non-trivial.
 
  • #16


Let's make an example. Assume R*T³ solves Einstein equations in vacuum (it does not, but that doesn't matter here). Assume we have a closed geodesic curve of a test object with winding numbers (1,0); this should be OK as T³ is flat and therefore a straight line with (0,1) should work.

No let's do the cut-twist-glue procedure. What we get back is a different closed curve with winding number (1,1). Questions:
a) does this generate a new, physically different spacetime?
b) does this generate a different path of a test object on the same spacetime?
c) did I miss something, e.g. did I miss to check whether this new curve can still be a geodesic?
 
  • #17


tom.stoer said:
Let's make an example. Assume R*T³ solves Einstein equations in vacuum (it does not, but that doesn't matter here). Assume we have a closed geodesic curve of a test object with winding numbers (1,0); this should be OK as T³ is flat and therefore a straight line with (0,1) should work.

No let's do the cut-twist-glue procedure. What we get back is a different closed curve with winding number (1,1). Questions:
a) does this generate a new, physically different spacetime?
b) does this generate a different path of a test object on the same spacetime?
c) did I miss something, e.g. did I miss to check whether this new curve can still be a geodesic?

I'll throw out a few thoughts, but based back on the torus example, which I can picture better.

1) Modeling the physical action of cutting, twisting, mending the torus. Here, lengths, adjacency, geodesics, and obviously winding number change. One way of describing mathematical operations would be: imagine the torus is embedded in 3-space. Before, we have a set coordinates for the torus, and also the torus is described in Euclidean 3-space coordinates. Distances, etc. computed in toroidal coordinates match those of the relevant curve embedded in the 3-space. Now we do the surgery. The embedding space remains the same, with the same metric. Pre-surgery, the torus was described by some x(a,b), y(a,b), z(a,b). Post surgery, it is defined by some x(a',b'), y(a',b),z(a',b'), such that a'(a,b), b'(a,b) causes (x,y,z) points to move as specified by the surgery . However, the way we impute a metric onto the torus remains to use the unchanged Euclidean metric applied directly to x(a',b'), y(a',b),z(a',b'). As a result, distances, geodesics, etc. all change. That is, a curve that was geodesic no longer is. In effect, the metric has not been transformed as if this was a coordinate transform.

2) As above, but starting by constructing a metric for (a,b) such as to capture the toroidal geometry , while distances also come out the same as using Euclidean metric on x(a,b),y(a,b),z(a,b). Now treat the transform as coordinate transform, mapping (a,b) to (a',b'), transforming the imputed metric by standard rules. Now, I think all intrinsic geometric calculations come out the same, despite the 'large' change. In x,y,z coordinates, you see all the changes, but using (a',b') with the properly transformed metric, you don't. Note that using Euclidean calculations on x(a',b'), etc. will now *not* agree with computations using (a',b') with transformed metric.
 
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  • #18


I think 1) is irrelevant as we know that the embedding of T² in R³ does itself change the metric; T² admits a flat metric, but the embedding in R³ does not. So 1) is an artefact of the embedding.
 
  • #19


tom.stoer said:
Let's make an example. Assume R*T³ solves Einstein equations in vacuum (it does not, but that doesn't matter here). Assume we have a closed geodesic curve of a test object with winding numbers (1,0); this should be OK as T³ is flat and therefore a straight line with (0,1) should work.

No let's do the cut-twist-glue procedure. What we get back is a different closed curve with winding number (1,1). Questions:
a) does this generate a new, physically different spacetime?
b) does this generate a different path of a test object on the same spacetime?
c) did I miss something, e.g. did I miss to check whether this new curve can still be a geodesic?
Mainstream says none of the above, I'd say a)
Normally you would have b) if you have a)
 
  • #20


I tend to agree with a) But that means that GR is NOT invariant w.r.t. all diffeomorphisms but only w.r.t. "restricted" diffeomorphisms (like small and large gauge transformations, where large gauge trf's DO generate physical effects)
 
  • #21


tom.stoer said:
I tend to agree with a) But that means that GR is NOT invariant w.r.t. all diffeomorphisms but only w.r.t. "restricted" diffeomorphisms (like small and large gauge transformations, where large gauge trf's DO generate physical effects)

I think this would have to show up somehow in the process of transforming the metric, e.g. unavoidable singularities. Otherwise it is just arithmetic that two curves of some length, and orthogonal to each other, and with one intersection, preserve all those feature in new coordinates with properly transformed metric.
 
  • #22


PAllen said:
I think this would have to show up somehow in the process of transforming the metric, e.g. unavoidable singularities.
Why? It is a diffeomorphism and does not create a singularity
 
  • #23


tom.stoer said:
Why? It is a diffeomorphism and does not create a singularity

Well, then it can't change the geometry, at least as defined by anything you can compute using the metric. This really has nothing to do with GR, it is differential geometry.

My understanding is that topology of a differentiable manifold is encoded in how coordinate patches overlap. So, if we don't change this (and we don't need to for the Dehn twist), and we don't change anything computable from the metric, what can change?

In my (1) and (2) I was trying to get at the idea of making the operation 'real' so it does change geometry, versus treating as a pure coordinate transform, such that the corresponding metric transform preserves all geometric facts. I've heard the terms active versus passive difffeomorphism. I don't fully understand this, but I wonder if it is relevant to this distinction.
 
  • #24


PAllen said:
Well, then it can't change the geometry, at least as defined by anything you can compute using the metric. This really has nothing to do with GR, it is differential geometry.
Du you agree that it changes the winding number of a closed curve?
 
  • #25


tom.stoer said:
Du you agree that it changes the winding number of a closed curve?

Certainly, it is changed in my case (1) of my post #17. I'm not sure about as described in case(2) of that post. If you can compute winding number from the metric and topology as encoded in coordinate patch relationships, then it would seem mathematically impossible. If this is an example of geometrical fact independent of the metric and patch relationships, then we would need some definition how to compute it intrinsically, and it would seem to necessitate adding some additional structure to the manifold. In this case, it may well be possible, having specifically introduced non-metrical geometric properties not preserved by coordinate transforms.

Then, the physics question becomes that conventionally formulated GR would attach no meaning to this additional structure, it would become physically meaningful only in the context of an extension to GR that gave it meaning. This is what some of the classical unified field theory approaches did.
 
  • #26


PAllen said:
Certainly, it is changed in my case (1) of my post #17. I'm not sure about as described in case(2) of that post. If you can compute winding number from the metric and topology as encoded in coordinate patch relationships ...
It does even in case (2)

I found an explanation on Baez "this week's finds", week 28:

http://math.ucr.edu/home/baez/week28.html

Baez said:
Now, some diffeomorphisms are "connected to the identity" and some aren't. We say a diffeomorphism f is connected to the identity if there is a smooth 1-parameter family of diffeomorphisms starting at f and ending at the identity diffeomorphism. In other words, a diffeomorphism is connected to the identity if you can do it "gradually" without ever having to cut the surface. To really understand this you need to know some diffeomorphisms that aren't connected to the identity. Here's how to get one: start with your surface of genus g > 0, cut apart one of the handles along a circle, give one handle a 360-degree twist, and glue the handles back together! This is called a Dehn twist.

...

In other words, given any diffeomorphism of a surface, you can get it by first doing a bunch of Dehn twists and then doing a diffeomorphism connected to the identity.

So we can now concentrate on the physical role of these "large" diffeomorphisms.
 
  • #27


tom.stoer said:
It does even in case (2)

I found an explanation on Baez "this week's finds", week 28:

http://math.ucr.edu/home/baez/week28.html



So we can now concentrate on the physical role of these "large" diffeomorphisms.

This was very interesting, but I didn't find any answer to my question my key question: how is it winding number of closed curve computed / defined against the definition of a differentiable manifold?

If it can change while the manifold is considered identical, then it must be computed in a way that is not invariant. Is it some form of coordinate dependent torsion?
 
  • #28


PAllen said:
This was very interesting, but I didn't find any answer to my question my key question: how is it winding number of closed curve computed / defined against the definition of a differentiable manifold?
Yes, not a single word.

PAllen said:
If it can change while the manifold is considered identical, then it must be computed in a way that is not invariant.
I don't agree. If the Dehn twist is a global diffeomorphism (and if we agree that in 2 dimensions homeomorphic manifolds are diffeomorphic and vice versa - which does not hold in higher dimensions) then the two manifolds before and after the twist are identical - there is no way to distinguish them. Now suppose we cannot compute the winding numbers (m,n) but only their change under twists. Then this change is not a property of the manifold but of the diffeomorphism. So we don't need a way to compute the winding numbers from the manifold but a way to compute their change from the diffeomorphism (this is similar to large gauge transformations where the structure is encoded in the gauge group, not in the base manifold). I think for large diffeomorphisms there is some similar concept.
 
  • #29


tom.stoer said:
Yes, not a single word.


I don't agree. If the Dehn twist is a global diffeomorphism (and if we agree that in 2 dimensions homeomorphic manifolds are diffeomorphic and vice versa - which does not hold in higher dimensions) then the two manifolds before and after the twist are identical - there is no way to distinguish them. Now suppose we cannot compute the winding numbers (m,n) but only their change under twists. Then this change is not a property of the manifold but of the diffeomorphism. So we don't need a way to compute the winding numbers from the manifold but a way to compute their change from the diffeomorphism (this is similar to large gauge transformations where the structure is encoded in the gauge group, not in the base manifold). I think for large diffeomorphisms there is some similar concept.

Thankyou! Very interesting. Then I spout my opinion of the physics issue (assuming something like this is what is going on). Conventional GR only gives meaning to metrical quantities, so this aspect of the diffeomorphism would have no physical significance, and anything metrically defined would be preserved. And I come back to the idea that this sort of thing provides an opportunity to extend conventional GR- without changing any of its predictions, you can add new content.
 
  • #30


I found two possibly relevant papers, both focusing on 2+1 dimensions:

http://relativity.livingreviews.org/Articles/lrr-2005-1/

http://matwbn.icm.edu.pl/ksiazki/bcp/bcp39/bcp3928.pdf

If I am reading section 2.6 of the Carlip paper (first above) correctly, it suggests that GR is invariant under large diffeomorphisms, as I guessed above.
 
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