Why is (5.302) an Approximation of Exponential Operators?

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Discussion Overview

The discussion revolves around the approximation of exponential operators in quantum mechanics, specifically addressing why a certain expression, referred to as (5.302), is considered an approximation rather than an equality. Participants explore the implications of non-commuting operators and the mathematical foundations behind the Baker-Campbell-Hausdorff formula and the Lie-Trotter product formula.

Discussion Character

  • Debate/contested
  • Mathematical reasoning
  • Technical explanation

Main Points Raised

  • Some participants suggest that the approximation arises because the operators ##T## and ##V## do not commute, leading to a modified expression involving a symmetrization term.
  • Others argue that the equality should hold in the limit as ##N \to \infty##, but question its validity for finite ##N##.
  • A participant provides calculations showing discrepancies between the left-hand side and right-hand side of the expression for terms of order ##(\Delta t)^2##, raising doubts about the correctness of the textbook's claim.
  • Some participants reference the Baker-Campbell-Hausdorff formula and the Lie-Trotter product formula to clarify the conditions under which the approximation holds.
  • There are repeated inquiries about the specific textbook being referenced, indicating a focus on the source material's accuracy.
  • One participant expresses a belief that the textbook may be incorrect based on their calculations, while another insists on the validity of the Lie-Trotter formula.
  • Discussions include the implications of interchanging exponential operators and the conditions necessary for such operations to be valid.

Areas of Agreement / Disagreement

Participants generally disagree on the validity of the approximation and the correctness of the textbook's claims. Multiple competing views remain regarding the implications of non-commuting operators and the conditions under which the approximations hold.

Contextual Notes

Limitations include unresolved mathematical steps regarding the order of terms in the expansion and the dependence on the definitions of the operators involved. The discussion highlights the complexity of the relationships between the operators and the approximations made in quantum mechanics.

Happiness
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Why is (5.302) an approximation instead of an equality?

Let ##T## be the operator ##\frac{p_x^2}{2m}##.

By the law of indices, we should have ##e^{-\frac{i}{\hbar}(T+V)\Delta t}=e^{-\frac{i}{\hbar}T\Delta t} e^{-\frac{i}{\hbar}V\Delta t}## exactly. Is it because ##T## and ##V## do not commute? So the correct equation should be ##e^{-\frac{i}{\hbar}(T+V)\Delta t}=\frac{1}{2}[e^{-\frac{i}{\hbar}T\Delta t} e^{-\frac{i}{\hbar}V\Delta t}+e^{-\frac{i}{\hbar}V\Delta t} e^{-\frac{i}{\hbar}T\Delta t}]##?

But if this is so, shouldn't (5.302) be correct up to terms of order ##\Delta t## instead of order ##(\Delta t)^2## as claimed by the book?

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Happiness said:
[...] Is it because ##T## and ##V## do not commute?
Yes.

So the correct equation should be ##e^{-\frac{i}{\hbar}(T+V)\Delta t}=\frac{1}{2}[e^{-\frac{i}{\hbar}T\Delta t} e^{-\frac{i}{\hbar}V\Delta t}+e^{-\frac{i}{\hbar}V\Delta t} e^{-\frac{i}{\hbar}T\Delta t}]##?
Not in general. Check out the Baker-Campbell-Hausdorff formula(s).
 
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When I work out the term of order ##(\Delta t)^2##, the left hand side gives ##\frac{1}{2}(-\frac{i}{\hbar})^2(T^2+TV+VT+V^2)(\Delta t)^2## but the right hand side gives ##\frac{1}{2}(-\frac{i}{\hbar})^2(T^2+2TV+V^2)(\Delta t)^2##. They are not equal. So is the book wrong?
 
Which book is it?
 
strangerep said:
Which book is it?

It's Quantum Mechanics 2nd ed. by Bransden & Joachain, page 243.
 
Happiness said:
When I work out the term of order ##(\Delta t)^2##, the left hand side gives ##\frac{1}{2}(-\frac{i}{\hbar})^2(T^2+TV+VT+V^2)(\Delta t)^2## but the right hand side gives ##\frac{1}{2}(-\frac{i}{\hbar})^2(T^2+2TV+V^2)(\Delta t)^2##. They are not equal. So is the book wrong?
To 2nd order, the BCH identity reads
[tex]e^{\lambda (T+V)/N} = e^{\lambda T/N}\ e^{\lambda V/N} - \frac{1}{2}(\frac{\lambda}{N})^{2} [ T , V ][/tex]
However, one can prove that, as [itex]N \to \infty[/itex],
[tex]\left( e^{\lambda (T+V)/N} \right)^{N} = \left( e^{\lambda T/N}\ e^{\lambda V/N} \right)^{N}[/tex]
This helps you to rewrite the Green's function as
[tex]\langle x | e^{\lambda H} | y \rangle = \langle x | ( e^{\lambda H /N} )^{N}| y \rangle = \langle x | ( e^{\lambda T /N} e^{\lambda V /N} )^{N}| y \rangle ,[/tex]
which leads to the Path Integral when you insert the identity operators
[tex]\int dx_{j} |x_{j}\rangle \langle x_{j}| = I, \ \ \ \int dp |p \rangle \langle p| = I.[/tex]
 
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Happiness said:
When I work out the term of order ##(\Delta t)^2##, the left hand side gives ##\frac{1}{2}(-\frac{i}{\hbar})^2(T^2+TV+VT+V^2)(\Delta t)^2## but the right hand side gives ##\frac{1}{2}(-\frac{i}{\hbar})^2(T^2+2TV+V^2)(\Delta t)^2##. They are not equal. So is the book wrong?

I think you are right and the book is wrong.
 
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samalkhaiat said:
However, one can prove that, as [itex]N \to \infty[/itex],
[tex]\left( e^{\lambda (T+V)/N} \right)^{N} = \left( e^{\lambda T/N}\ e^{\lambda V/N} \right)^{N}[/tex]

But this equation can be simplified to one independent of ##N##:

[tex]e^{\lambda (T+V)} = e^{\lambda T}\ e^{\lambda V}[/tex]

So if it is true as [itex]N \to \infty[/itex], then shouldn't it be true for all values of ##N##? But this is not true, so the equation should not be true for any value of ##N##?
 
  • #10
Happiness said:
But this equation can be simplified to one independent of ##N##:

[tex]e^{\lambda (T+V)} = e^{\lambda T}\ e^{\lambda V}[/tex]

So if it is true as [itex]N \to \infty[/itex], then shouldn't it be true for all values of ##N##? But this is not true, so the equation should not be true for any value of ##N##?
If ##T## and ##V## do not commute, you can't interchange ##e^{\lambda T}## and ##\ e^{\lambda V}##.
 
  • #11
blue_leaf77 said:
If ##T## and ##V## do not commute, you can't interchange ##e^{\lambda T}## and ##\ e^{\lambda V}##.

So that means
[tex]\left( e^{\lambda (T+V)/N} \right)^{N} = \left( e^{\lambda T/N}\ e^{\lambda V/N} \right)^{N}[/tex]
is false even as [itex]N \to \infty[/itex]?

I think the correct statement should instead be as [itex]N \to \infty[/itex],

[tex]e^{\lambda (T+V)/N} = e^{\lambda T/N}\ e^{\lambda V/N}[/tex]

Is this correct?
 
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  • #12
What I implied is that, I don't think you can reduce the RHS of ##\left( e^{\lambda (T+V)/N} \right)^{N} = \left( e^{\lambda T/N}\ e^{\lambda V/N} \right)^{N}## to ##\left( e^{\lambda T}\ e^{\lambda V} \right)## because in doing so, you must have brought ##N## in the outer most to inside, which means you are interchanging some pairs of the two exponential operators in the process.
 
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  • #13
samalkhaiat said:
To 2nd order, the BCH identity reads
[tex]e^{\lambda (T+V)/N} = e^{\lambda T/N}\ e^{\lambda V/N} - \frac{1}{2}(\frac{\lambda}{N})^{2} [ T , V ][/tex]

Since (https://en.wikipedia.org/wiki/Baker–Campbell–Hausdorff_formula)
Screen Shot 2016-01-02 at 3.12.33 am.png

then to the second order, ##\ e^Xe^Y=e^{X+Y+\frac{1}{2}[ X , Y ]}##.

So shouldn't it be

[itex]e^{\lambda (T+V)/N} = e^{\lambda T/N}\ e^{\lambda V/N}\ e^{\frac{1}{2}(\frac{\lambda}{N})^{2} [ T , V ]}[/itex]?
 
  • #14
@Happiness,

Sam has (almost) given you the crucial missing piece in post #7. I'm reasonably sure Sam meant "in the limit as ##N\to\infty##". In general, some properties might be true only in the sense of limits, though untrue for finite values of ##N##.

I should have also given you the Wiki link to the Lie-Trotter product formula. I.e., $$e^{A+B} ~=~ \lim_{N\to\infty} \Big( e^{A/N} e^{B/N} \Big)^N ~.$$The way your textbook expresses it seems a bit misleading, imho, but the proper Lie-Trotter formula can be applied more successfully in the path integral material.
 
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  • #15
Happiness said:
But this equation can be simplified to one independent of ##N##:

[tex]e^{\lambda (T+V)} = e^{\lambda T}\ e^{\lambda V}[/tex]

So if it is true as [itex]N \to \infty[/itex], then shouldn't it be true for all values of ##N##? But this is not true, so the equation should not be true for any value of ##N##?

No. You can write
[tex]e^{H} = (e^{H/N})^{N} ,[/tex]
But
[tex](e^{T/N}e^{V/N})^{N} = (e^{T/N}e^{V/N}) \cdots N \mbox{-factors} \cdots (e^{T/N}e^{V/N}) .[/tex]
 
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  • #16
Happiness said:
So that means
[tex]\left( e^{\lambda (T+V)/N} \right)^{N} = \left( e^{\lambda T/N}\ e^{\lambda V/N} \right)^{N}[/tex]
is false even as [itex]N \to \infty[/itex]?
No. It is true and has a name. It is called the Lie-Trotter product formula. You should not jump to a wrong conclusion just because you can not prove it. Do you think I lied to you when I said “we can prove that”?

I think the correct statement should instead be as [itex]N \to \infty[/itex],

[tex]e^{\lambda (T+V)/N} = e^{\lambda T/N}\ e^{\lambda V/N}[/tex]

Is this correct?
Yes, it is correct because as I said
[tex]e^{T/N}e^{V/N} - e^{(T+V)/N} = \frac{1}{2N^{2}} [ T , V ] \sim \mathcal{O}(\frac{1}{N^{2}}) . \ \ \ \ (1)[/tex]
So,
[tex]\lim_{N \to \infty} \left( e^{T/N}e^{V/N} - e^{(T+V)/N} \right) = 0 .[/tex]
But this does not help you in setting up the Path integral representation of the propagator. In fact, we can use this result to prove the Lie-Trotter formula which is essential in deriving the path integral. Let me show you how. Let [itex]A[/itex] and [itex]B[/itex] be two operators, and consider the difference [itex]A^{N} - B^{N}[/itex]. By adding and subtracting equal terms, I can write the following identity
[tex] \begin{equation*}<br /> \begin{split}<br /> A^{N} - B^{N} =& (AB^{N-1} - B^{N}) + (A^{2}B^{N-2} - AB^{N-1}) \\<br /> & + (A^{3}B^{N-3} - A^{2}B^{N-2}) + (A^{4}B^{N-4} - A^{3}B^{N-3}) \\<br /> & + \cdots + (A^{N} – A^{N-1}B) .<br /> \end{split}<br /> \end{equation*}[/tex]
This can be rewritten as
[tex] \begin{equation*}<br /> \begin{split}<br /> A^{N} - B^{N} =& (A - B ) B^{N-1} + A (A - B ) B^{N-2} \\<br /> & + A^{2} (A - B ) B^{N-3} + A^{3} (A - B ) B^{N-4} \\<br /> & + \cdots + A^{N-1} ( A - B ) .<br /> \end{split}<br /> \end{equation*}[/tex]
Okay, now take
[tex]A = e^{T/N}e^{V/N} , \ \ B = e^{(T+V)/N} .[/tex]
But, we know that
[tex]A - B = \frac{1}{2N^{2}} [ T , V ] \sim \mathcal{O}(N^{-2}) .[/tex]
So, [itex](A-B) \to 0[/itex] as [itex]N \to \infty[/itex]. Now, the above identity consists of [itex]N[/itex] terms each of which has the factor [itex](A-B)[/itex] which is of order [itex](1/N^{2})[/itex]. Hence, in the limit [itex]N \to \infty[/itex], the difference [itex]A^{N} - B^{N}[/itex] is zero. Thus, we obtain the Lie-Trotter formula
[tex]\lim_{N \to \infty} \left( e^{T/N}e^{V/N} \right)^{N} = \lim_{N \to \infty} \left( e^{(T+V)/N} \right)^{N} = e^{(T+V)} .[/tex]
 
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  • #17
Happiness said:
...
then to the second order, ##\ e^Xe^Y=e^{X+Y+\frac{1}{2}[ X , Y ]}##.
This equation is correct to all orders provided that
[tex][ X , [ X , Y ] ] = [ Y , [ X , Y ] ] = 0 .[/tex]
We speak of “orders” when we expand the exponentials.



So shouldn't it be

[itex]e^{\lambda (T+V)/N} = e^{\lambda T/N}\ e^{\lambda V/N}\ e^{\frac{1}{2}(\frac{\lambda}{N})^{2} [ T , V ]}[/itex]?
No. Again, if [itex][ T , V ][/itex] commutes with both [itex]T[/itex] and [itex]V[/itex], you can write
[tex]e^{\lambda (T + V)/N } = e^{\lambda T/N} e^{\lambda V/N} e^{- \frac{1}{2}(\frac{\lambda}{N})^{2} [ T , V ] } .[/tex]
Notice the minus sign on the right hand side.
But, when I wrote
[tex]e^{X+Y} = e^{X}e^{Y} - \frac{1}{2} [ X , Y ], \ \ \ \ (2)[/tex]
I did not assume that [itex][ X , Y ][/itex] commutes with both [itex]X[/itex] and [itex]Y[/itex]. Equation (2) is an identity up to quadratic terms, i.e., when you expand and keep only the quadratic terms [itex]X^{2},Y^{2},XY[/itex] and [itex]YX[/itex].
 
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  • #18
samalkhaiat said:
No. You can write
[tex]e^{H} = (e^{H/N})^{N} ,[/tex]
But
[tex](e^{T/N}e^{V/N})^{N} = (e^{T/N}e^{V/N}) \cdots N \mbox{-factors} \cdots (e^{T/N}e^{V/N}) .[/tex]

Yes, I realized my mistake when @blue_leaf77 pointed it out earlier in post #12, sorry!
 

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